Mary Feltl has been President of Feltl Advisors since January 2013, is a control person of the firm and directly owns under 5% of it.
Feltl Advisors, LLC is a Plymouth, MN firm with $166M under management, 397 clients and 15 advisers across 3 offices, as of its March 2026 filing.
Mary Joanne Feltl is President and co-founder of Feltl Advisors. In 1987 she joined the securities industry as Corporate Secretary, overseeing operations and technology developments at R.J. Steichen & Company. She served as a director of the surviving broker-dealer when R.J. Steichen was merged into MJSK in 2000, and in October 2001 resigned from MJSK before developing Feltl and Company.
No adviser firm registrations are on Mary Feltl’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 10 December 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 October 1991 |
| Series 7 | General Securities Representative Examination | 24 September 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mary Joanne Feltl
- CRD
- 2055810
- Firm
- Feltl Advisors · CRD 165244
- Role
- President
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- feltladvisors.com
Where does Mary Feltl work?
Mary Feltl has been President of Feltl Advisors, LLC since January 2013, and is a control person of the firm.
Does Mary Feltl have a current investment-adviser registration?
Mary Feltl has a current broker registration and no current investment-adviser registration.
What exams has Mary Feltl passed?
Mary Feltl has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in September 1991. FINRA credited Mary Feltl with the SIE, which began in October 2018.
Is Mary Feltl registered with FINRA?
Yes. Mary Feltl has a current broker registration, under CRD 2055810.
Source: FINRA BrokerCheck
How can I verify Mary Feltl’s record?
Search CRD 2055810 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mary Feltl’s full registration record.
