Steven Francione has been an investment adviser representative at Guardian Wealth Partners since September 2026, and is not listed among the firm’s executive officers or direct owners.
Guardian Wealth Partners, LLC is a New York, NY firm with $191M under management, 402 clients and 75 advisers across 8 offices, as of its September 2026 filing.
Steven Francione’s longest registration was under a year at Park Avenue Securities LLC (2026–2026). Before joining Guardian Wealth Partners in 2026, Steven Francione was registered through Park Avenue Securities LLC.
- – present · under a yearRed Bank, NJ · Adviser representative · Firm CRD 310203
- Park Avenue Securities LLC– · under a yearHolmdel, NJ · Adviser representative · Firm CRD 46173
Investment adviser representative registrations
Steven Francione is registered as an investment adviser representative in New Jersey, since September 2026.
- New JerseySince 30 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 12 June 2026 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 May 2026 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 8 April 2024 |
| SIE | Securities Industry Essentials Examination | 1 September 2020 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 6962984
- Firm
- Guardian Wealth Partners · CRD 310203
- Office
- 333 Broad St, Suite 300-1, Red Bank, NJ 07701
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steven Francione work?
Steven Francione is an investment adviser representative registered through Guardian Wealth Partners, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Steven Francione a financial advisor?
Yes. Steven Francione has a current investment-adviser registration in New Jersey, through Guardian Wealth Partners since September 2026.
How many years of experience does Steven Francione have?
Steven Francione has 2 years in the financial industry, since December 2023, across 2 adviser firms.
What exams has Steven Francione passed?
Steven Francione has passed 4 licensing exams: the SIE, Series 6TO, Series 65 and Series 63. The earliest, the SIE, was passed in September 2020.
Where did Steven Francione work before Guardian Wealth Partners?
Before Guardian Wealth Partners, Steven Francione was registered through Park Avenue Securities LLC, June 2026 to September 2026.
Where is Steven Francione based?
Steven Francione’s registered office is in Red Bank, NJ.
Is Steven Francione registered with FINRA?
Yes. Steven Francione has a current broker registration, under CRD 6962984.
Source: FINRA BrokerCheck
How can I verify Steven Francione’s record?
Search CRD 6962984 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Francione’s full registration record.
- Marianne Grace CaswellPresident and Elected Member
- Carly Pritchard MaherElected Member & Chief Operating Officer
- Joseph Michael GalloChief Compliance Officer
- Allen Warren BoggsHead of Product & Supervision
- Nancy DeRussoElected Member
- Joshua Neil HerganGeneral Counsel
- Michael John RynikerHead of Operations