Nancy DeRusso has been Elected Member of Guardian Wealth Partners since June 2026, is a control person of the firm and directly owns under 5% of it.
Guardian Wealth Partners, LLC is a New York, NY firm with $191M under management, 402 clients and 75 advisers across 8 offices, as of its September 2026 filing.
Nancy DeRusso’s longest registration was 13 years at Goldman Sachs Wealth Services, L.P. (2013–2026). Before joining Guardian Wealth Partners in 2026, Nancy DeRusso was registered through Goldman Sachs Wealth Services, L.P.
- Park Avenue Securities LLCAlso current– present · under a yearNorth Tustin, CA · Adviser representative and broker · Firm CRD 46173
- – present · under a yearNorth Tustin, CA · Adviser representative · Firm CRD 310203
- Goldman Sachs Wealth Services, L.P.– · 13 yearsNewport Beach, CA · Adviser representative · Firm CRD 106693
Investment adviser representative registrations
Nancy DeRusso is registered as an investment adviser representative in 3 states. Each was approved in September 2026.
- CaliforniaSince 10 September 2026
- New JerseySince 10 September 2026
- New YorkSince 10 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 10 August 2020 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 17 July 2020 |
| Series 24 | General Securities Principal Examination | 4 December 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 April 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 November 2001 |
| Series 7 | General Securities Representative Examination | 9 October 2001 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nancy R DeRusso
- CRD
- 4412231
- Firm
- Guardian Wealth Partners · CRD 310203
- Role
- Elected Member
- Office
- North Tustin, CA
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nancy DeRusso work?
Nancy DeRusso has been Elected Member of Guardian Wealth Partners, LLC since June 2026, and is a control person of the firm.
Is Nancy DeRusso a financial advisor?
Yes. Nancy DeRusso has a current investment-adviser registration in California, New Jersey and New York, through Guardian Wealth Partners since September 2026.
How many years of experience does Nancy DeRusso have?
Nancy DeRusso has 24 years in the financial industry, since December 2001, across 3 adviser firms.
What exams has Nancy DeRusso passed?
Nancy DeRusso has passed 6 licensing exams: the Series 7, Series 63, Series 66, Series 24, Series 10 and Series 9. The earliest, the Series 7, was passed in October 2001. FINRA credited Nancy DeRusso with the SIE, which began in October 2018.
Where did Nancy DeRusso work before Guardian Wealth Partners?
Before Guardian Wealth Partners, Nancy DeRusso was registered through Goldman Sachs Wealth Services, L.P., April 2013 to June 2026.
Where is Nancy DeRusso based?
Nancy DeRusso’s registered office is in North Tustin, CA.
Is Nancy DeRusso registered with FINRA?
Yes. Nancy DeRusso has a current broker registration, under CRD 4412231.
Source: FINRA BrokerCheck
How can I verify Nancy DeRusso’s record?
Search CRD 4412231 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nancy DeRusso’s full registration record.
- Marianne Grace CaswellPresident and Elected Member
- Carly Pritchard MaherElected Member & Chief Operating Officer
- Joseph Michael GalloChief Compliance Officer
- Allen Warren BoggsHead of Product & Supervision
- Joshua Neil HerganGeneral Counsel
- Michael John RynikerHead of Operations