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Steven Fairchild, portrait

Steven Fairchild

President/Chief Compliance Officer at Fairchild Financial Advisors in Folsom, CA

Investment adviser and broker registrationsUpdated

Steven Fairchild is President/Chief Compliance Officer of Fairchild Financial Advisors, Inc., an investment adviser managing $127M, and works from its Folsom, CA office. Steven Fairchild has been registered as an investment adviser representative through Fairchild Financial Advisors since 22 February 2013, has 48 years in the industry across 5 firms and has passed the Series 7, Series 24 and Series 63.

48
Years in industry
13
Years at firm
5
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Steven Fairchild has been President/Chief Compliance Officer of Fairchild Financial Advisors since September 1995, is a control person of the firm and directly owns 75% or more of it. Steven Fairchild studied California State University at Sacramento.

Fairchild Financial Advisors, Inc. is a Folsom, CA firm with $127M under management, 247 clients and 1 adviser in one office, as of its March 2026 filing.

Steven Fairchild is President of Fairchild Financial Advisors, Inc. in Folsom, CA. He has taught financial planning courses at UC Davis. For over 30 years he has been teaching strategies to help individuals seek to preserve and grow their assets, reduce taxes and increase their income.

Steven Fairchild’s longest registration was 17 years at National Planning Corporation ("NPC of America" in FL & NY) (1999–2017). Before joining Fairchild Financial Advisors in 2013, Steven Fairchild was registered through Fairchild Financial Advisors, Inc. and National Planning Corporation ("NPC of America" in FL & NY).

  1. Independent Financial Group, LLCAlso current
    – present · under a year
    Folsom, CA · Adviser representative and broker · Firm CRD 7717
  2. LPL Financial LLC
    – · 8 years
    Folsom, CA · Adviser representative · Firm CRD 6413
  3. – present · 13 years
    Folsom, CA · Adviser representative · Firm CRD 165434
  4. Fairchild Financial Advisors, Inc.
    – · 4 years
    Folsom, CA · Adviser representative · Firm CRD 136252
  5. National Planning Corporation ("NPC of America" in FL & NY)
    – · 17 years
    Folsom, CA · Adviser representative · Firm CRD 29604

Credentials and registrations

Professional designations

Listed by Fairchild Financial Advisors

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)
  • Accredited Investment Fiduciary® (AIF®)

Investment adviser representative registrations

Steven Fairchild is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2013; the most recent is Texas, in December 2017.

  • CaliforniaSince 22 February 2013
  • TexasResidentSince 15 December 2017

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6324 May 1985
Name
Uniform Securities Agent State Law Examination
Series 2424 March 1982
Name
General Securities Principal Examination
Series 718 February 1978
Name
General Securities Representative Examination

Key facts

Full name
Steven Edwin Fairchild
CRD
849127
Role
President/Chief Compliance Officer
Office
193 BLUE RAVINE ROAD, SUITE 130, Folsom, CA 95630
Registration
Investment adviser and broker registrations
In the industry since
February 1978
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Steven Fairchild work?

Steven Fairchild has been President/Chief Compliance Officer of Fairchild Financial Advisors, Inc. since September 1995, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 12 March 2026

Is Steven Fairchild a financial advisor?

Yes. Steven Fairchild has a current investment-adviser registration in California and Texas, through Fairchild Financial Advisors since February 2013.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Steven Fairchild have?

Steven Fairchild has 48 years in the financial industry, since February 1978, across 5 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Steven Fairchild passed?

Steven Fairchild has passed 3 licensing exams: the Series 7, Series 24 and Series 63. The earliest, the Series 7, was passed in February 1978. FINRA credited Steven Fairchild with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Steven Fairchild work before Fairchild Financial Advisors?

Before Fairchild Financial Advisors, Steven Fairchild was registered through Fairchild Financial Advisors, Inc. (CRD 136252), January 2005 to December 2009.

Source: IAPD individual record, checked 22 October 2026

Where is Steven Fairchild based?

Steven Fairchild’s registered office is in Folsom, CA.

Source: IAPD individual record, checked 22 October 2026

Is Steven Fairchild registered with FINRA?

Yes. Steven Fairchild has a current broker registration, under CRD 849127.

Source: FINRA BrokerCheck

Is Steven Fairchild a CFP?

Fairchild Financial Advisors lists Steven Fairchild with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.

Source: Steven Fairchild biography, fairchildfinancial.com

How can I verify Steven Fairchild’s record?

Search CRD 849127 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Fairchild’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 849127, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Fairchild Financial Advisors, Inc., filed 12 March 2026. Title, control and ownership bands.
  3. Fairchild Financial Advisors team page. Biography, education, credentials, awards and the portrait, reproduced for identification.