Steven Dean has been an investment adviser representative at Northeast Planning Associates since July 2004, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Steven Dean’s longest registration is the current one, 22 years at Northeast Planning Associates since 2004. Before joining Northeast Planning Associates in 2004, Steven Dean was registered through Mutual Service Corporation and Veravest Investment Advisors, Inc.
- LPL Financial LLCAlso current– present · 19 yearsAdviser representative and broker · Firm CRD 6413
- – present · 22 yearsAdviser representative · Firm CRD 131406
- Mutual Service Corporation– · under a yearMadison, ME · Adviser representative · Firm CRD 4806
- Veravest Investment Advisors, Inc.– · 1 yearMadison, ME · Adviser representative · Firm CRD 105796
Investment adviser representative registrations
Steven Dean is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2004; the most recent is Texas, in March 2017.
- MaineSince 27 July 2004
- TexasResidentSince 1 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 5 January 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 January 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 June 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Steven Albert Dean
- CRD
- 2759263
- Firm
- Northeast Planning Associates · CRD 131406
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steven Dean work?
Steven Dean is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2004, and is not listed among the firm’s executive officers or direct owners.
Is Steven Dean a financial advisor?
Yes. Steven Dean has a current investment-adviser registration in Maine and Texas, through Northeast Planning Associates since July 2004.
How many years of experience does Steven Dean have?
Steven Dean has 30 years in the financial industry, since June 1996, across 4 adviser firms.
What exams has Steven Dean passed?
Steven Dean has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in June 1996. FINRA credited Steven Dean with the SIE, which began in October 2018.
Where did Steven Dean work before Northeast Planning Associates?
Before Northeast Planning Associates, Steven Dean was registered through Veravest Investment Advisors, Inc., August 2002 to November 2003.
Is Steven Dean registered with FINRA?
Yes. Steven Dean has a current broker registration, under CRD 2759263.
Source: FINRA BrokerCheck
How can I verify Steven Dean’s record?
Search CRD 2759263 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Dean’s full registration record.
