Steven Carmandalian has been Owner & Chief Compliance Officer of Carmandalian Financial Group since January 2018, is a control person of the firm and directly owns 75% or more of it.
Carmandalian Financial Group, LLC is a Westlake Village, CA firm with $151M under management, 86 clients and 1 adviser across 2 offices, as of its April 2026 filing.
Steven Carmandalian’s longest registration is the current one, 8 years at Carmandalian Financial Group since 2018. Before joining Carmandalian Financial Group in 2018, Steven Carmandalian was registered through Monocot Wealth Management, LLC and UBS Financial Services Inc.
- – present · 8 yearsWestlake Village, CA · Adviser representative · Firm CRD 292458
- Monocot Wealth Management, LLC– · 1 yearWestlake Village, CA · Adviser representative · Firm CRD 282687
- UBS Financial Services Inc.– · 7 yearsWestlake Village, CA · Adviser representative · Firm CRD 8174
- Morgan Stanley & Co. Incorporated– · 1 yearThousand Oaks, CA · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 8 yearsThousand Oaks, CA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Steven Carmandalian is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2018; the most recent is Texas, in June 2018.
- CaliforniaSince 26 February 2018
- TexasResidentSince 10 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 13 November 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 August 1997 |
| Series 7 | General Securities Representative Examination | 25 June 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2713564
- Firm
- Carmandalian Financial Group · CRD 292458
- Role
- Owner & Chief Compliance Officer
- Office
- 2829 TOWNSGATE RD, SUITE 100, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- June 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Carmandalian work?
Steven Carmandalian has been Owner & Chief Compliance Officer of Carmandalian Financial Group, LLC since January 2018, and is a control person of the firm.
Is Steven Carmandalian a financial advisor?
Yes. Steven Carmandalian has a current investment-adviser registration in California and Texas, through Carmandalian Financial Group since February 2018.
How many years of experience does Steven Carmandalian have?
Steven Carmandalian has 29 years in the financial industry, since June 1997, across 5 adviser firms.
What exams has Steven Carmandalian passed?
Steven Carmandalian has passed 3 licensing exams: the Series 7, Series 63 and Series 31. The earliest, the Series 7, was passed in June 1997. FINRA credited Steven Carmandalian with the SIE, which began in October 2018.
Where did Steven Carmandalian work before Carmandalian Financial Group?
Before Carmandalian Financial Group, Steven Carmandalian was registered through UBS Financial Services Inc., February 2009 to April 2016; Morgan Stanley & Co. Incorporated, April 2007 to March 2009; Morgan Stanley, November 1998 to April 2007.
Where is Steven Carmandalian based?
Steven Carmandalian’s registered office is in Westlake Village, CA.
Is Steven Carmandalian registered with FINRA?
No. Steven Carmandalian has no current broker registration.
How can I verify Steven Carmandalian’s record?
Search CRD 2713564 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Carmandalian’s full registration record.