Steven Butler has been Vice President of Cooper Financial Services since March 2022, is a control person of the firm and directly owns between 10% and 25% of it.
Cooper Financial Services, Inc. is a Shelton, CT firm with $184M under management, 1,335 clients and 2 advisers in one office, as of its May 2026 filing.
Steven Butler is Vice President/Financial Advisor/Insurance of Cooper Financial Services, Incorporated, and a member of its Investment Policy Committee. He is a licensed Registered Representative and Principal of CFS Securities, Inc., an affiliated broker-dealer and member of FINRA/SIPC.
- – present · 4 yearsShelton, CT · Adviser representative · Firm CRD 104671
Investment adviser representative registrations
Steven Butler is registered as an investment adviser representative in 4 states. The first approvals date from December 2021; the most recent is New Hampshire, in August 2025.
- ConnecticutSince 3 December 2021
- New HampshireSince 12 August 2025
- New YorkSince 8 August 2025
- VermontSince 8 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 13 July 2023 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 28 April 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 December 2021 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 25 October 2021 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 30 September 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 September 2021 |
| SIE | Securities Industry Essentials Examination | 21 June 2021 |
- Name
- Operations Professional Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Steven Gregory Butler
- CRD
- 7410569
- Firm
- Cooper Financial Services · CRD 104671
- Role
- Vice President
- Office
- 1000 BRIDGEPORT AVENUE, SUITE 308, Shelton, CT 06484
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- cooperfinservices.com
Where does Steven Butler work?
Steven Butler has been Vice President of Cooper Financial Services, Inc. since March 2022, and is a control person of the firm.
Is Steven Butler a financial advisor?
Yes. Steven Butler has a current investment-adviser registration in Connecticut, New Hampshire, New York and Vermont, through Cooper Financial Services since December 2021.
How many years of experience does Steven Butler have?
Steven Butler has 5 years in the financial industry, since September 2021, across 1 adviser firm.
What exams has Steven Butler passed?
Steven Butler has passed 7 licensing exams: the SIE, Series 63, Series 6TO, Series 26, Series 65, Series 28 and Series 99TO. The earliest, the SIE, was passed in June 2021.
Where is Steven Butler based?
Steven Butler’s registered office is in Shelton, CT.
Is Steven Butler registered with FINRA?
Yes. Steven Butler has a current broker registration, under CRD 7410569.
Source: FINRA BrokerCheck
How can I verify Steven Butler’s record?
Search CRD 7410569 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Butler’s full registration record.