Michael Butler has been Chief Compliance Officer/ Chief Executive Officer/ Shareholder/Chairman of Cooper Financial Services since July 2016, is a control person of the firm and directly owns between 50% and 75% of it.
Cooper Financial Services, Inc. is a Shelton, CT firm with $184M under management, 1,335 clients and 2 advisers in one office, as of its May 2026 filing.
Mike Butler is Chairman and Chief Executive Officer of Cooper Financial Services, Incorporated, a federally registered investment advisory firm, and President and Principal of CFS Securities, Inc., an affiliated broker-dealer. He heads the firm's Investment Policy Committee and has over 30 years of experience in the financial services industry.
- – present · 10 yearsShelton, CT · Adviser representative · Firm CRD 104671
Investment adviser representative registrations
Michael Butler is registered as an investment adviser representative in Connecticut, since October 2016.
- ConnecticutSince 13 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 November 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 October 2016 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 14 January 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 May 2015 |
- Name
- Operations Professional Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael James Butler
- CRD
- 6318239
- Firm
- Cooper Financial Services · CRD 104671
- Role
- Chief Compliance Officer/ Chief Executive Officer/ Shareholder/Chairman
- Office
- 1000 BRIDGEPORT AVENUE, SUITE 308, Shelton, CT 06484
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- cooperfinservices.com
Where does Michael Butler work?
Michael Butler has been Chief Compliance Officer/ Chief Executive Officer/ Shareholder/Chairman of Cooper Financial Services, Inc. since July 2016, and is a control person of the firm.
Is Michael Butler a financial advisor?
Yes. Michael Butler has a current investment-adviser registration in Connecticut, through Cooper Financial Services since October 2016.
How many years of experience does Michael Butler have?
Michael Butler has 11 years in the financial industry, since May 2015, across 1 adviser firm.
What exams has Michael Butler passed?
Michael Butler has passed 5 licensing exams: the Series 6, Series 26, Series 65, Series 63 and Series 99TO. The earliest, the Series 6, was passed in May 2015. FINRA credited Michael Butler with the SIE, which began in October 2018.
Where is Michael Butler based?
Michael Butler’s registered office is in Shelton, CT.
Is Michael Butler registered with FINRA?
Yes. Michael Butler has a current broker registration, under CRD 6318239.
Source: FINRA BrokerCheck
How can I verify Michael Butler’s record?
Search CRD 6318239 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Butler’s full registration record.
