Role at Pathstone Family Office
- Title on Schedule A
- Co-Chairman
- Control
- Steven Braverman is not a control person of Pathstone Family Office.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Steven Braverman has held the filed role since July 2022.
The firm
Form ADV filed 31 March 2026
Career on record
Steven Braverman has been registered through Pathstone Family Office since February 2010.
- Harris Mycfo Investment Advisory Services LLC– · 3 yearsChicago, IL · Adviser representative · Firm CRD 110264
- Passed Series 63 · 2006
- Passed Series 7 · 2005
- Passed Series 65 · 2004
Registrations and exams
Steven Braverman has a current investment-adviser registration in Arizona, California, Massachusetts and New Jersey and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Arizona | Investment adviser representative | Approved | 2 July 2021 |
| California | Investment adviser representative | Approved | 5 March 2018 |
| Massachusetts | Investment adviser representative | Approved | 10 February 2016 |
| New Jersey | Investment adviser representative | Approved | 4 February 2010 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 1 March 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 2004 |
| Series 7 | General Securities Representative Examination | 8 September 2005 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Steven Barry Braverman
- CRD
- 1172475
- Registration status
- Investment adviser registration
- Office
- 15169 North Scottsdale Rd, Suite 3005, Scottsdale, AZ 85254
- Firm bio
- pathstone.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Pathstone identifies Steve Braverman as a co-founder and co-chairman. Official Pathstone biography
Education
- BA in Economics, University of PennsylvaniaOfficial Pathstone biography
Common questions
Where does Steven Braverman work?
Steven Braverman has been Co-Chairman of Pathstone Family Office, LLC since July 2022.
Is Steven Braverman a financial advisor?
Yes. Steven Braverman has a current investment-adviser registration in Arizona, California, Massachusetts and New Jersey, through Pathstone Family Office since February 2010, as of 17 October 2026.
How many years of experience does Steven Braverman have?
Steven Braverman has worked in the financial industry for 19 years as of 17 October 2026, counted from 1 March 2007, across 2 adviser firms.
What exams has Steven Braverman passed?
Steven Braverman has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in November 2004.
Where is Steven Braverman based?
Steven Braverman’s registered office is in Scottsdale, AZ.
Leadership at Pathstone Family Office
- Matthew FleissigChief Executive Officer
- Kelly MaregniPresident
- Michelle JohnstonChief Financial Officer
- Bliss BernalChief Compliance Officer
- Charles KeatesGeneral Counsel
- Allan ZachariahCo- Chairman