Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 30 September 2016
- Officer or owner
- Steve Kuriyama is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Steve Kuriyama has been registered through Parallel Advisors since September 2016, and before that through Kuriyama & Co and Kuriyama & Co.
- Parallel Advisors, LLCCurrent– present · 10 yearsHonolulu, HI · Adviser representative · Firm CRD 140800
- Kuriyama & Co LLC– · 14 yearsHonolulu, HI · Adviser representative · Firm CRD 107053
- Kuriyama & Co LLC– · 4 yearsHonolulu, HI · Adviser representative · Firm CRD 107053
- Passed Series 24 · 1986
- Passed Series 63 · 1985
- Passed Series 7 · 1984
Registrations and exams
Steve Kuriyama is registered as an investment adviser representative in Hawaii and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Hawaii | Investment adviser representative | Approved | 30 September 2016 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 5 January 1985 |
| Series 24 | General Securities Principal Examination | 4 January 1986 |
| Series 7 | General Securities Representative Examination | 15 December 1984 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Steve Tadao Kuriyama
- CRD
- 1326708
- Registered in
- Hawaii
- Office
- 1440 Kapiolani Blvd., Suite 970, Honolulu, HI 96814
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Steve Kuriyama work?
Steve Kuriyama is an investment adviser representative registered through Parallel Advisors, LLC since September 2016, and is not listed among the firm’s executive officers or direct owners.
Is Steve Kuriyama a financial advisor?
Yes. Steve Kuriyama is registered as an investment adviser representative in Hawaii, through Parallel Advisors since September 2016, as of 14 October 2026.
How many years of experience does Steve Kuriyama have?
Steve Kuriyama has worked in the financial industry for 27 years as of 14 October 2026, counted from 23 November 1998, across 3 adviser firms.
What exams has Steve Kuriyama passed?
Steve Kuriyama has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in December 1984.
Where did Steve Kuriyama work before Parallel Advisors?
Before Parallel Advisors, Steve Kuriyama was registered through Kuriyama & Co LLC, April 2003 to December 2016; Kuriyama & Co LLC, August 1998 to December 2002.
Where is Steve Kuriyama based?
Steve Kuriyama’s registered office is in Honolulu, HI.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer