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Stephen Weatherby

Investment adviser representative at Parallel Advisors

Investment adviser representativeDurango, COSEC record checked 14 October 2026

16
Years in the industry
3
Years at the firm
6
Adviser firms
2
State registrations

IAPD record retrieved 14 October 2026SEC record

Stephen Weatherby is an investment adviser representative at Parallel Advisors, LLC, a San Francisco investment adviser managing $10.31B. Stephen Weatherby has been registered through Parallel Advisors since 23 January 2023, has 16 years in the industry across 6 firms and has passed the Series 6, Series 63 and Series 65.

Role at Parallel Advisors

Registration
Investment adviser representative, through Parallel Advisors, LLC since 23 January 2023
Officer or owner
Stephen Weatherby is not listed among Parallel Advisors’ executive officers or direct owners.

The firm

Parallel Advisors, LLC
San Francisco, CA

Form ADV filed 29 June 2026

$10.31B AUM4,240 clients61 advisers38 offices

Career on record

Stephen Weatherby has been registered through Parallel Advisors since January 2023, and before that through Autus Asset Management, Integrated Financial Planning, P.c., Sharkey Howes & Javer, Bullock Capital Alliance and Strasbaugh Financial Advisory.

Firms and exams, newest first
  1. Passed Series 65 · 2023
  2. Parallel Advisors, LLCCurrent
    – present · 4 years
    Durango, CO · Adviser representative · Firm CRD 140800
  3. Autus Asset Management, LLC
    – · 2 years
    Durango, CO · Adviser representative · Firm CRD 118439
  4. Integrated Financial Planning, P.c.
    – · 5 years
    Durango, CO · Adviser representative · Firm CRD 113253
  5. Sharkey Howes & Javer Inc
    – · 4 years
    Denver, CO · Adviser representative · Firm CRD 106050
  6. Bullock Capital Alliance, Inc.
    – · 1 year
    Colorado Springs, CO · Adviser representative · Firm CRD 121485
  7. Strasbaugh Financial Advisory, Inc.
    – · 1 year
    Colorado Springs, CO · Adviser representative · Firm CRD 111672
  8. Passed Series 63 · 2002
  9. Passed Series 6 · 2000

Registrations and exams

Stephen Weatherby is registered as an investment adviser representative in Colorado and Texas and has passed 3 qualifying exams.

Colorado23 January 2023
Scope
Investment adviser representative
Status
Approved
Texas23 January 2023
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6519 May 2023
Name
Uniform Investment Adviser Law Examination
Series 6315 January 2002
Name
Uniform Securities Agent State Law Examination
Series 68 December 2000
Name
Investment Company Products/Variable Contracts Representative Examination

Adviser record

Full name
Stephen Paul Weatherby
CRD
4151364
Firm
Parallel Advisors, LLC
Registered in
Colorado, Texas
Office
125 East 32nd St, Suite 4, Durango, CO 81301

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Stephen Weatherby work?

Stephen Weatherby is an investment adviser representative registered through Parallel Advisors, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 14 October 2026

Is Stephen Weatherby a financial advisor?

Yes. Stephen Weatherby is registered as an investment adviser representative in Colorado and Texas, through Parallel Advisors since January 2023, as of 14 October 2026.

Source: IAPD individual record, checked 14 October 2026

How many years of experience does Stephen Weatherby have?

Stephen Weatherby has worked in the financial industry for 16 years as of 14 October 2026, counted from 13 April 2010, across 6 adviser firms.

Source: IAPD individual record, checked 14 October 2026

What exams has Stephen Weatherby passed?

Stephen Weatherby has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 2000.

Source: IAPD individual record, checked 14 October 2026

Where did Stephen Weatherby work before Parallel Advisors?

Before Parallel Advisors, Stephen Weatherby was registered through Autus Asset Management, LLC, April 2021 to February 2023; Integrated Financial Planning, P.c., August 2016 to July 2021; Sharkey Howes & Javer Inc, October 2012 to August 2016; Bullock Capital Alliance, Inc., January 2010 to January 2011; Strasbaugh Financial Advisory, Inc., May 2007 to November 2008.

Source: IAPD individual record, checked 14 October 2026

Where is Stephen Weatherby based?

Stephen Weatherby’s registered office is in Durango, CO.

Source: IAPD individual record, checked 14 October 2026

Leadership at Parallel Advisors

Sources

  1. IAPD individual record, CRD 4151364. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Parallel Advisors, LLC, filed 29 June 2026. Executive officers and direct owners; this person is not among them.

Retrieved 14 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Stephen Weatherby or Parallel Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.