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Stephen Waldman

General Counsel, Member of Tudor Management Committee, and Director of Tudor Investment Corporation at Tudor Investment

Officer record from the firm’s Form ADVForm ADV filed 30 March 2026

Stephen Waldman is General Counsel, Member of Tudor Management Committee, and Director of Tudor Investment Corporation of Tudor Investment Corporation, a Stamford investment adviser.

Role at Tudor Investment

Title on Schedule A
General Counsel, Member of Tudor Management Committee, and Director of Tudor Investment Corporation
Control
Stephen Waldman is a control person of Tudor Investment.
Ownership
An individual ownership band is not available in the source record.
Tenure
Stephen Waldman has held the filed role since July 2015.

The firm

Tudor Investment Corporation
Stamford, CT

Form ADV filed 30 March 2026

$107B AUM22 clients275 advisers7 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Stephen Waldman is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Stephen Waldman
CRD
6629041
Firm
Tudor Investment Corporation
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Stephen Waldman work?

Stephen Waldman has been General Counsel, Member of Tudor Management Committee, and Director of Tudor Investment Corporation of Tudor Investment Corporation since July 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Leadership at Tudor Investment

  • Michael Riccardi
    Chief Executive Officer, Member of Tudor Management Committee, and Director of Tudor Investment Corporation
  • Anita Sbarra
    Chief Financial Officer, Member of Tudor Management Committee, and Director of Tudor Investment Corporation
  • Thayer Swallen
    Chief Operating Officer
  • Bronwyn Eckhardt
    Chief Compliance Officer (united States)
  • Mark Dalton
    Co-Chairman, Member of Tudor Management Committee, and Director of Tudor Investment Corporation
  • Richard Fisher
    Director of Tudor Investment Corporation
  • Suhail Jan
    Member of Tudor Management Committee and Director of Tudor Investment Corporation
  • Paul Jones
    Co-Chairman, Chief Investment Officer, Member of Tudor Management Committee, and Director of Tudor Investment Corporation

Sources

  1. IAPD individual lookup, CRD 6629041. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Tudor Investment Corporation, filed 30 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Stephen Waldman or Tudor Investment Corporation and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.