Stephen Simpson has been Managing Partner of Veratis Advisors since December 2011, is a control person of the firm and directly owns between 50% and 75% of it. Stephen Simpson holds a B.S.B.A. in Finance from East Carolina University.
Veratis Advisors, Inc. is a Cary, NC firm with $5.99B under management, 105 clients and 4 advisers in one office, as of its March 2026 filing.
Steve Simpson is Managing Partner, Retirement Plan Consultant of Veratis Advisors. He co-founded Veratis in 2001 and has exclusively focused on defined contribution retirement plans since 1999. He is a member of Veratis's Investment and Leadership Committees and advises corporate retirement plan clients on investment oversight, governance structures, employee education strategies, provider selection and plan design.
Stephen Simpson’s longest registration is the current one, 9 years at Veratis Advisors since 2017. Before joining Veratis Advisors in 2017, Stephen Simpson was registered through Synobis Advisors, Inc.
- Veratis Advisors, Inc.Current– present · 9 yearsCary, NC · Adviser representative · Firm CRD 117892
- Synobis Advisors, Inc.– · 1 yearCary, NC · Adviser representative · Firm CRD 281488
Investment adviser representative registrations
Stephen Simpson is registered as an investment adviser representative in North Carolina, since January 2017.
- North CarolinaSince 9 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 July 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Stephen Drew Simpson
- CRD
- 3110508
- Firm
- Veratis Advisors · CRD 117892
- Role
- Managing Partner
- Office
- 1400 CRESCENT GREEN, SUITE 110, Cary, NC 27518-8118
- Registration
- Investment adviser registration
- In the industry since
- November 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- veratisadvisors.com
Where does Stephen Simpson work?
Stephen Simpson has been Managing Partner of Veratis Advisors, Inc. since December 2011, and is a control person of the firm.
Is Stephen Simpson a financial advisor?
Yes. Stephen Simpson has a current investment-adviser registration in North Carolina, through Veratis Advisors since January 2017.
How many years of experience does Stephen Simpson have?
Stephen Simpson has 10 years in the financial industry, since November 2015, across 2 adviser firms.
What exams has Stephen Simpson passed?
Stephen Simpson passed the Series 65 in July 2015.
Where did Stephen Simpson work before Veratis Advisors?
Before Veratis Advisors, Stephen Simpson was registered through Synobis Advisors, Inc., October 2015 to December 2016.
Where is Stephen Simpson based?
Stephen Simpson’s registered office is in Cary, NC.
Is Stephen Simpson registered with FINRA?
No. Stephen Simpson has no current broker registration.
How can I verify Stephen Simpson’s record?
Search CRD 3110508 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Simpson’s full registration record.
