Jason Carter has been Wealth Advisor/Partner and Chief Compliance Officer of Veratis Advisors since December 2019, is a control person of the firm and directly owns between 10% and 25% of it. Jason Carter holds a B.A. in Spanish Literature and Economics from Wake Forest University.
Veratis Advisors, Inc. is a Cary, NC firm with $5.99B under management, 105 clients and 4 advisers in one office, as of its March 2026 filing.
Jason W. Carter is Partner and Wealth Advisor of Veratis Advisors. He is a member of Veratis's Investment and Leadership Committees and advises personal wealth clients with more complex situations that require in-depth investment, tax, retirement, and estate planning.
Jason Carter’s longest registration is the current one, 9 years at Veratis Advisors since 2017. Before joining Veratis Advisors in 2017, Jason Carter was registered through First Allied Advisory Services, Inc. and Townsend Asset Management Corp.
- Veratis Advisors, Inc.Current– present · 9 yearsCary, NC · Adviser representative · Firm CRD 117892
- First Allied Advisory Services, Inc.– · 3 yearsApex, NC · Adviser representative · Firm CRD 137888
- Townsend Asset Management Corp.– · 1 yearRaleigh, NC · Adviser representative · Firm CRD 108216
- LPL Financial LLC– · 1 yearCary, NC · Adviser representative · Firm CRD 6413
- Hornor, Townsend & Kent, Inc.– · under a yearDurham, NC · Adviser representative · Firm CRD 4031
Professional designations
Listed by Veratis Advisors
- CFP®
Investment adviser representative registrations
Jason Carter is registered as an investment adviser representative in North Carolina, since January 2017.
- North CarolinaSince 9 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 12 August 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 28 September 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 March 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 February 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jason William Carter
- CRD
- 5619691
- Firm
- Veratis Advisors · CRD 117892
- Role
- Wealth Advisor/Partner and Chief Compliance Officer
- Office
- 1400 CRESCENT GREEN, SUITE 110, Cary, NC 27518-8118
- Registration
- Investment adviser registration
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- veratisadvisors.com
Where does Jason Carter work?
Jason Carter has been Wealth Advisor/Partner and Chief Compliance Officer of Veratis Advisors, Inc. since December 2019, and is a control person of the firm.
Is Jason Carter a financial advisor?
Yes. Jason Carter has a current investment-adviser registration in North Carolina, through Veratis Advisors since January 2017.
How many years of experience does Jason Carter have?
Jason Carter has 17 years in the financial industry, since May 2009, across 5 adviser firms.
What exams has Jason Carter passed?
Jason Carter has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in February 2009. FINRA credited Jason Carter with the SIE, which began in October 2018.
Where did Jason Carter work before Veratis Advisors?
Before Veratis Advisors, Jason Carter was registered through First Allied Advisory Services, Inc., April 2013 to December 2016; Townsend Asset Management Corp., February 2012 to January 2014; LPL Financial LLC, August 2010 to December 2011; Hornor, Townsend & Kent, Inc., October 2009 to June 2010.
Where is Jason Carter based?
Jason Carter’s registered office is in Cary, NC.
Is Jason Carter registered with FINRA?
No. Jason Carter has no current broker registration.
Is Jason Carter a CFP?
Veratis Advisors lists Jason Carter with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Jason W. Carter, CFP® biography, veratisadvisors.com
How can I verify Jason Carter’s record?
Search CRD 5619691 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason Carter’s full registration record.
