Role at Kayne Anderson Rudnick Investment Management
- Title on Schedule A
- Executive Managing Director, Management Committee Member
- Control
- Stephen Rigali is a control person of Kayne Anderson Rudnick Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Stephen Rigali has held the filed role since September 2005.
The firm
Form ADV filed 27 March 2026
Career on record
Stephen Rigali has been registered through Kayne Anderson Rudnick Investment Management since September 2003.
- Passed Series 9 and Series 10 · 2023
- Passed SIE · 2018
- Passed Series 24 · 2007
- – present · 23 yearsLos Angeles, CA · Adviser representative · Firm CRD 104599
- Passed Series 8 · 1985
- Passed Series 63 · 1983
- Passed Series 7 · 1979
Registrations and exams
Stephen Rigali has a current investment-adviser registration in California and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 12 September 2003 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 9 November 1983 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 27 September 2007 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 21 January 1985 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 18 August 1979 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Stephen Anthony Rigali
- CRD
- 870258
- Registration status
- Investment adviser and broker registrations
- Office
- 2000 AVENUE OF THE STARS, SUITE 1110, Los Angeles, CA 90067
- Firm bio
- kayne.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Stephen A. Rigali is an executive managing director and member of Kayne Anderson Rudnick’s Executive Management Committee. The firm says he earned a BS in business and economics from Loyola Marymount University and previously worked at Shearson Lehman Brothers. Official firm biography
Common questions
Where does Stephen Rigali work?
Stephen Rigali has been Executive Managing Director, Management Committee Member of Kayne Anderson Rudnick Investment Management, LLC since September 2005, and is a control person of the firm.
Is Stephen Rigali a financial advisor?
Yes. Stephen Rigali has a current investment-adviser registration in California, through Kayne Anderson Rudnick Investment Management since September 2003, as of 17 October 2026.
How many years of experience does Stephen Rigali have?
Stephen Rigali has worked in the financial industry for 47 years as of 17 October 2026, counted from 6 September 1979, across 1 adviser firm.
What exams has Stephen Rigali passed?
Stephen Rigali has passed 7 licensing exams: the Series 7, Series 63, Series 8, Series 24, SIE, Series 9 and Series 10. The earliest, the Series 7, was passed in August 1979.
Where is Stephen Rigali based?
Stephen Rigali’s registered office is in Los Angeles, CA.
Leadership at Kayne Anderson Rudnick Investment Management
- George AylwardPresident and Chief Executive Officer, Virtus Investment Partners, and Management Committee Member
- Michael AngerthalExecutive Vice President and Chief Financial Officer, Virtus Investment Partners
- Andra PurkalitisExecutive Vice President and Chief Legal Officer, Virtus Investment Partners
- Jeannine VanianChief Operating Officer, Management Committee Member
- Michael ShoemakerChief Compliance Officer
- Frank LeeChief Administrative Officer
- Craig StoneChief Investment Officer, Management Committee Member