Stephen Palmer has been an investment adviser representative at Pennsylvania Capital Management since May 2006, and is not listed among the firm’s executive officers or direct owners. Stephen Palmer holds a Bachelor of Science in Business Administration from Ithaca College.
Pennsylvania Capital Management Inc. is a Huntingdon Valley, PA firm with $849M under management, 200 clients and 4 advisers across 7 offices, as of its March 2026 filing.
Stephen T. Palmer III is Senior Investment Management Consultant of Pennsylvania Capital Management. Before joining PCM, he was Chief Executive Officer of Palmer International, Inc., where he oversaw operations on a worldwide basis. He was employed with Palmer International for 26 years, the last four as Chief Executive Officer.
- – present · 20 yearsAdviser representative · Firm CRD 107648
Investment adviser representative registrations
Stephen Palmer is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2006; the most recent is Texas, in December 2021.
- FloridaSince 26 May 2020
- PennsylvaniaSince 1 May 2006
- TexasResidentSince 8 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 February 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Stephen Thomas Palmer
- CRD
- 5104188
- Firm
- Pennsylvania Capital Management · CRD 107648
- Registration
- Investment adviser registration
- In the industry since
- April 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pcmadvisors.com
Where does Stephen Palmer work?
Stephen Palmer is an investment adviser representative registered through Pennsylvania Capital Management Inc. since May 2006, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Palmer a financial advisor?
Yes. Stephen Palmer has a current investment-adviser registration in Florida, Pennsylvania and Texas, through Pennsylvania Capital Management since May 2006.
How many years of experience does Stephen Palmer have?
Stephen Palmer has 20 years in the financial industry, since April 2006, across 1 adviser firm.
What exams has Stephen Palmer passed?
Stephen Palmer passed the Series 65 in February 2006.
Is Stephen Palmer registered with FINRA?
No. Stephen Palmer has no current broker registration.
How can I verify Stephen Palmer’s record?
Search CRD 5104188 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Palmer’s full registration record.
