Stephen Owen has been Principal of South Street Advisors since May 2009, is a control person of the firm and directly owns between 25% and 50% of it. Stephen Owen holds a Bachelor's Degree in Economics from Duke University.
South Street Advisors, LLC is a New York, NY firm with $906M under management, 138 clients and 5 advisers in one office, as of its March 2026 filing.
Stephen B. Owen is Principal of South Street Advisors. He has over 30 years of experience managing the investments of private clients and institutions, based in the U.S. and abroad. Before joining South Street Advisors he was Managing Director at Brown Brothers Harriman & Co., overseeing the firm's non-U.S. investment management activities and supervising its International Department.
- South Street Advisors, LLCCurrent– present · 5 yearsNew York, NY · Adviser representative · Firm CRD 112326
Investment adviser representative registrations
Stephen Owen is registered as an investment adviser representative in New York, since May 2021.
- New YorkSince 21 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 13 November 2004 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 22 July 2004 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 6 July 2004 |
| Series 15 | Foreign Currency Options Examination | 6 May 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 March 1987 |
| Series 7 | General Securities Representative Examination | 30 April 1986 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Foreign Currency Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Bates Owen
- CRD
- 1652308
- Firm
- South Street Advisors · CRD 112326
- Role
- Principal
- Office
- 623 FIFTH AVENUE, SUITE 1602, New York, NY 10022-9130
- Registration
- Investment adviser registration
- In the industry since
- May 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- southstreetadv.com
Where does Stephen Owen work?
Stephen Owen has been Principal of South Street Advisors, LLC since May 2009, and is a control person of the firm.
Is Stephen Owen a financial advisor?
Yes. Stephen Owen has a current investment-adviser registration in New York, through South Street Advisors since May 2021.
How many years of experience does Stephen Owen have?
Stephen Owen has 5 years in the financial industry, since May 2021, across 1 adviser firm.
What exams has Stephen Owen passed?
Stephen Owen has passed 6 licensing exams: the Series 7, Series 63, Series 15, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in April 1986.
Where is Stephen Owen based?
Stephen Owen’s registered office is in New York, NY.
Is Stephen Owen registered with FINRA?
No. Stephen Owen has no current broker registration.
How can I verify Stephen Owen’s record?
Search CRD 1652308 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Owen’s full registration record.
- Eric KleinschmidtChief Compliance Officer
- Michael ButtsPrincipal
- Thomas CarhartPrincipal and Managing Member