Michael Butts has been Principal of South Street Advisors since January 2024, is not listed as a control person, but directly owns under 5% of the firm.
South Street Advisors, LLC is a New York, NY firm with $906M under management, 138 clients and 5 advisers in one office, as of its March 2026 filing.
- Tocqueville Asset Management LP– · 2 yearsNew York, NY · Adviser representative · Firm CRD 105690
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 March 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 January 2008 |
| Series 7 | General Securities Representative Examination | 16 March 1998 |
- Name
- Municipal Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael William Butts
- CRD
- 2773425
- Firm
- South Street Advisors · CRD 112326
- Role
- Principal
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Butts work?
Michael Butts has been Principal of South Street Advisors, LLC since January 2024.
Does Michael Butts have a current investment-adviser registration?
Michael Butts has no current investment-adviser or broker registration.
What exams has Michael Butts passed?
Michael Butts has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 52TO. The earliest, the Series 7, was passed in March 1998. FINRA credited Michael Butts with the SIE, which began in October 2018.
Where was Michael Butts previously registered as an investment adviser?
Michael Butts has past investment-adviser registrations through Tocqueville Asset Management LP, April 2021 to January 2024, across 1 firm.
Is Michael Butts registered with FINRA?
No. Michael Butts has no current broker registration.
How can I verify Michael Butts’ record?
Search CRD 2773425 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Butts’ full registration record.
- Eric KleinschmidtChief Compliance Officer
- Thomas CarhartPrincipal and Managing Member
- Stephen OwenPrincipal