Stephen Moroz has been Managing Director/Chief Compliance Officer of Concord Atlantic since April 1993, is a control person of the firm and directly owns 75% or more of it.
Concord Atlantic, Inc. is a firm with $145M under management, 50 clients and 1 adviser in one office, as of its March 2026 filing.
- Concord Atlantic, Inc.Current– present · 22 yearsFalls Church, VA · Adviser representative · Firm CRD 121820
Investment adviser representative registrations
Stephen Moroz is registered as an investment adviser representative in 2 states. The first approvals date from April 2004; the most recent is Virginia, in June 2012.
- MassachusettsSince 8 April 2004
- VirginiaSince 25 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 November 1990 |
| Series 7 | General Securities Representative Examination | 24 October 1990 |
| Series 22 | Direct Participation Programs Representative Examination | 24 July 1989 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Stephen Eugene Moroz
- CRD
- 1960244
- Firm
- Concord Atlantic · CRD 121820
- Role
- Managing Director/Chief Compliance Officer
- Office
- Falls Church, VA
- Registration
- Investment adviser registration
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Moroz work?
Stephen Moroz has been Managing Director/Chief Compliance Officer of Concord Atlantic, Inc. since April 1993, and is a control person of the firm.
Is Stephen Moroz a financial advisor?
Yes. Stephen Moroz has a current investment-adviser registration in Massachusetts and Virginia, through Concord Atlantic since April 2004.
How many years of experience does Stephen Moroz have?
Stephen Moroz has 22 years in the financial industry, since April 2004, across 1 adviser firm.
What exams has Stephen Moroz passed?
Stephen Moroz has passed 3 licensing exams: the Series 22, Series 7 and Series 65. The earliest, the Series 22, was passed in July 1989.
Where is Stephen Moroz based?
Stephen Moroz’s registered office is in Falls Church, VA.
Is Stephen Moroz registered with FINRA?
No. Stephen Moroz has no current broker registration.
How can I verify Stephen Moroz’s record?
Search CRD 1960244 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Moroz’s full registration record.