Stephen Miles has been Chief Compliance Officer / Managing Director of Addicus Advisory since November 2015, is a control person of the firm and directly owns under 5% of it.
Addicus Advisory, LLC is a Tupelo, MS firm with $222M under management, 133 clients and 21 advisers across 2 offices, as of its June 2026 filing.
Stephen Miles’ longest registration is the current one, 9 years at Addicus Advisory since 2016. Before joining Addicus Advisory in 2016, Stephen Miles was registered through Invest Financial Corporation and New England Securities Corporation.
- Addicus Advisory, LLCCurrent– present · 9 yearsTupelo, MS · Adviser representative · Firm CRD 282244
- Invest Financial Corporation– · 5 yearsTupelo, MS · Adviser representative · Firm CRD 12984
- New England Securities Corporation– · 7 yearsMemphis, TN · Adviser representative · Firm CRD 615
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 August 2008 |
| Series 7 | General Securities Representative Examination | 21 July 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 August 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stephen Davis Miles
- CRD
- 3256437
- Firm
- Addicus Advisory · CRD 282244
- Role
- Chief Compliance Officer / Managing Director
- Office
- 333 W. FRANKLIN STREET, Tupelo, MS 38804
- Registration
- Investment adviser registration
- In the industry since
- August 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Miles work?
Stephen Miles has been Chief Compliance Officer / Managing Director of Addicus Advisory, LLC since November 2015, and is a control person of the firm.
Is Stephen Miles a financial advisor?
Yes. Stephen Miles has a current investment-adviser registration, through Addicus Advisory since December 2016.
How many years of experience does Stephen Miles have?
Stephen Miles has 27 years in the financial industry, since August 1999, across 3 adviser firms.
What exams has Stephen Miles passed?
Stephen Miles has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in August 1999. FINRA credited Stephen Miles with the SIE, which began in October 2018.
Where did Stephen Miles work before Addicus Advisory?
Before Addicus Advisory, Stephen Miles was registered through Invest Financial Corporation, March 2011 to December 2016; New England Securities Corporation, February 2004 to March 2011.
Where is Stephen Miles based?
Stephen Miles’ registered office is in Tupelo, MS.
Is Stephen Miles registered with FINRA?
No. Stephen Miles has no current broker registration.
How can I verify Stephen Miles’ record?
Search CRD 3256437 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Miles’ full registration record.