Andrew Adams has been CEO / Managing Partner of Addicus Advisory since November 2015, is a control person of the firm and directly owns under 5% of it.
Addicus Advisory, LLC is a Tupelo, MS firm with $222M under management, 133 clients and 21 advisers across 2 offices, as of its June 2026 filing.
Andrew Adams’ longest registration is the current one, 9 years at Addicus Advisory since 2016. Before joining Addicus Advisory in 2016, Andrew Adams was registered through Invest Financial Corporation and Next Financial Group, Inc.
- Addicus Advisory, LLCCurrent– present · 9 yearsOxford, MS · Adviser representative · Firm CRD 282244
- Invest Financial Corporation– · 5 yearsOxford, MS · Adviser representative · Firm CRD 12984
- Next Financial Group, Inc.– · 4 yearsTupelo, MS · Adviser representative · Firm CRD 46214
- Calton & Associates, Inc.– · 1 yearTupelo, MS · Adviser representative · Firm CRD 20999
- New England Securities Corporation– · 1 yearMemphis, TN · Adviser representative · Firm CRD 615
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 62 | Corporate Securities Limited Representative Examination | 23 April 2008 |
| Series 22 | Direct Participation Programs Representative Examination | 7 September 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 June 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 November 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 October 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andrew B Adams
- CRD
- 4594963
- Firm
- Addicus Advisory · CRD 282244
- Role
- CEO / Managing Partner
- Office
- 2694 WEST OXFORD LOOP, Oxford, MS 38855
- Registration
- Investment adviser registration
- In the industry since
- December 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Adams work?
Andrew Adams has been CEO / Managing Partner of Addicus Advisory, LLC since November 2015, and is a control person of the firm.
Is Andrew Adams a financial advisor?
Yes. Andrew Adams has a current investment-adviser registration, through Addicus Advisory since December 2016.
How many years of experience does Andrew Adams have?
Andrew Adams has 23 years in the financial industry, since December 2002, across 5 adviser firms.
What exams has Andrew Adams passed?
Andrew Adams has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 22 and Series 62. The earliest, the Series 6, was passed in October 2002. FINRA credited Andrew Adams with the SIE, which began in October 2018.
Where did Andrew Adams work before Addicus Advisory?
Before Addicus Advisory, Andrew Adams was registered through Next Financial Group, Inc., November 2007 to December 2011; Calton & Associates, Inc., June 2006 to November 2007; New England Securities Corporation, February 2004 to January 2006.
Where is Andrew Adams based?
Andrew Adams’ registered office is in Oxford, MS.
Is Andrew Adams registered with FINRA?
No. Andrew Adams has no current broker registration.
How can I verify Andrew Adams’ record?
Search CRD 4594963 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Adams’ full registration record.