Stephen Magallanes has been an investment adviser representative at Collaborative Wealth Management since September 2018, and is not listed among the firm’s executive officers or direct owners.
Collaborative Wealth Management, Inc. is a Lake Mary, FL firm with $653M under management, 937 clients and 9 advisers across 4 offices, as of its March 2026 filing.
Stephen Magallanes’ longest registration is the current one, 8 years at Collaborative Wealth Management since 2018. Before joining Collaborative Wealth Management in 2018, Stephen Magallanes was registered through LPL Financial LLC and Invest Financial Corporation.
- Collaborative WealthCurrent– present · 8 yearsStuart, FL · Adviser representative · Firm CRD 142106
- LPL Financial LLC– · 1 yearFort Mill, SC · Adviser representative · Firm CRD 6413
- Invest Financial Corporation– · 6 yearsStuart, FL · Adviser representative · Firm CRD 12984
- Invest Financial Corporation– · 2 yearsStuart, FL · Adviser representative · Firm CRD 12984
Investment adviser representative registrations
Stephen Magallanes is registered as an investment adviser representative in Florida, since September 2018.
- FloridaSince 4 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 July 2008 |
| Series 24 | General Securities Principal Examination | 13 March 2008 |
| Series 7 | General Securities Representative Examination | 2 November 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- CRD
- 5238169
- Firm
- Collaborative Wealth Management · CRD 142106
- Office
- 1805 S Kanner Hwy, Stuart, FL 34994
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Stephen Magallanes work?
Stephen Magallanes is an investment adviser representative registered through Collaborative Wealth Management, Inc. since September 2018, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Magallanes a financial advisor?
Yes. Stephen Magallanes has a current investment-adviser registration in Florida, through Collaborative Wealth Management since September 2018.
How many years of experience does Stephen Magallanes have?
Stephen Magallanes has 18 years in the financial industry, since August 2008, across 3 adviser firms.
What exams has Stephen Magallanes passed?
Stephen Magallanes has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in November 2007. FINRA credited Stephen Magallanes with the SIE, which began in October 2018.
Where did Stephen Magallanes work before Collaborative Wealth Management?
Before Collaborative Wealth Management, Stephen Magallanes was registered through Invest Financial Corporation, July 2011 to February 2018; Invest Financial Corporation, July 2008 to September 2010.
Where is Stephen Magallanes based?
Stephen Magallanes’ registered office is in Stuart, FL.
Is Stephen Magallanes registered with FINRA?
Yes. Stephen Magallanes has a current broker registration, under CRD 5238169.
Source: FINRA BrokerCheck
How can I verify Stephen Magallanes’ record?
Search CRD 5238169 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Magallanes’ full registration record.
