Stephen Jimenez has been an investment adviser representative at Peerless Wealth since March 2025, and is not listed among the firm’s executive officers or direct owners.
Peerless Wealth LLC is a Columbus, OH firm with $149M under management, 220 clients and 4 advisers across 2 offices, as of its August 2026 filing.
Stephen Jimenez’s longest registration was 5 years at Thornburg Investment Management Inc (2014–2020). Before joining Peerless Wealth in 2025, Stephen Jimenez was registered through International Assets Investment Management, LLC and City Different Investments.
- International Assets Investment Management, LLC– · under a yearSpring, TX · Adviser representative · Firm CRD 144426
- City Different Investments– · under a yearSanta Fe, NM · Adviser representative · Firm CRD 310982
- Thornburg Investment Management Inc– · 5 yearsSanta Fe, NM · Adviser representative · Firm CRD 106357
Investment adviser representative registrations
Stephen Jimenez is registered as an investment adviser representative in 2 states. The first approvals date from March 2025; the most recent is Ohio, in April 2025.
- OhioSince 3 April 2025
- TexasSince 18 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 3 March 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 April 2014 |
| Series 3 | National Commodity Futures Examination | 10 August 2013 |
| Series 24 | General Securities Principal Examination | 16 March 1993 |
| Series 7 | General Securities Representative Examination | 14 April 1984 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- CRD
- 1260221
- Firm
- Peerless Wealth · CRD 305807
- Office
- Spring, TX
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Jimenez work?
Stephen Jimenez is an investment adviser representative registered through Peerless Wealth LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Jimenez a financial advisor?
Yes. Stephen Jimenez has a current investment-adviser registration in Ohio and Texas, through Peerless Wealth since March 2025.
How many years of experience does Stephen Jimenez have?
Stephen Jimenez has 23 years in the financial industry, since April 2003, across 4 adviser firms.
What exams has Stephen Jimenez passed?
Stephen Jimenez has passed 5 licensing exams: the Series 7, Series 24, Series 3, Series 66 and Series 63. The earliest, the Series 7, was passed in April 1984. FINRA credited Stephen Jimenez with the SIE, which began in October 2018.
Where did Stephen Jimenez work before Peerless Wealth?
Before Peerless Wealth, Stephen Jimenez was registered through International Assets Investment Management, LLC, January 2023 to March 2023; City Different Investments, February 2021 to February 2022; Thornburg Investment Management Inc, May 2014 to February 2020.
Where is Stephen Jimenez based?
Stephen Jimenez’s registered office is in Spring, TX.
Is Stephen Jimenez registered with FINRA?
No. Stephen Jimenez has no current broker registration.
How can I verify Stephen Jimenez’s record?
Search CRD 1260221 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Jimenez’s full registration record.
