Erik Thompson has been President & CCO of Peerless Wealth since September 2019, is a control person of the firm and directly owns 75% or more of it. Erik Thompson holds a Bachelor of Science in Finance from Miami University.
Peerless Wealth LLC is a Columbus, OH firm with $149M under management, 220 clients and 4 advisers across 2 offices, as of its August 2026 filing.
Erik Thompson is Founder & President of Peerless Wealth. He is co-portfolio manager of the Peerless Option Income Wheel ETF (NYSE:WEEL), launched in partnership with Tidal Financial Group. He began his career in financial services in 1998 and has more than 25 years of experience in the industry.
Erik Thompson’s longest registration was 14 years at Wells Fargo Advisors Financial Network, LLC (2005–2019). Before joining Peerless Wealth in 2019, Erik Thompson was registered through Wells Fargo Advisors Financial Network, LLC.
- Wells Fargo Advisors Financial Network, LLC– · 14 yearsDublin, OH · Adviser representative · Firm CRD 11025
Professional designations
Listed by Peerless Wealth
- Accredited Asset Management Specialist (AAMS)
Investment adviser representative registrations
Erik Thompson is registered as an investment adviser representative in 2 states. The first approvals date from December 2019; the most recent is Texas, in December 2023.
- OhioSince 10 December 2019
- TexasSince 4 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 26 October 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 January 2005 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 17 January 2005 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 13 January 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 September 1998 |
| Series 7 | General Securities Representative Examination | 1 September 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Erik Oliver Thompson
- CRD
- 3097998
- Firm
- Peerless Wealth · CRD 305807
- Role
- President & CCO
- Office
- 1 E Campus View Blvd., Suite 210, Columbus, OH 43235
- Registration
- Investment adviser registration
- In the industry since
- May 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- peerless-wealth.com
Where does Erik Thompson work?
Erik Thompson has been President & CCO of Peerless Wealth LLC since September 2019, and is a control person of the firm.
Is Erik Thompson a financial advisor?
Yes. Erik Thompson has a current investment-adviser registration in Ohio and Texas, through Peerless Wealth since December 2019.
How many years of experience does Erik Thompson have?
Erik Thompson has 27 years in the financial industry, since May 1999, across 2 adviser firms.
What exams has Erik Thompson passed?
Erik Thompson has passed 6 licensing exams: the Series 7, Series 63, Series 10, Series 9, Series 65 and Series 31. The earliest, the Series 7, was passed in September 1998. FINRA credited Erik Thompson with the SIE, which began in October 2018.
Where did Erik Thompson work before Peerless Wealth?
Before Peerless Wealth, Erik Thompson was registered through Wells Fargo Advisors Financial Network, LLC, February 2005 to April 2019.
Where is Erik Thompson based?
Erik Thompson’s registered office is in Columbus, OH.
Is Erik Thompson registered with FINRA?
No. Erik Thompson has no current broker registration.
How can I verify Erik Thompson’s record?
Search CRD 3097998 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erik Thompson’s full registration record.
