Stephen Heitzmann has been Member/Chief Compliance Officer/Chief Executive Officer of Bauer Wealth Management since September 2017, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Bauer Wealth Management Inc. is a Colorado Springs, CO firm with $206M under management, 162 clients and 3 advisers in one office, as of its May 2026 filing.
Stephen Heitzmann is Co-Founder & CEO of Bauer Wealth Management, based in Colorado Springs. He specializes in working with ultra-high-net-worth individuals. He was a Co-founder and CEO of Altruistic Investing, LLC until its acquisition by Bauer Wealth Management, Inc in 2019.
Stephen Heitzmann’s longest registration is the current one, 9 years at Bauer Wealth Management since 2017. Before joining Bauer Wealth Management in 2017, Stephen Heitzmann was registered through Advice and Planning Services and T. Rowe Price Advisory Services, Inc.
- Advenire Wealth Management– · 1 yearColorado Springs, CO · Adviser representative · Firm CRD 301177
- Altruistic Investing– · 2 yearsColorado Springs, CO · Adviser representative · Firm CRD 289016
- Bauer Wealth Management Inc.Current– present · 9 yearsColorado Springs, CO · Adviser representative · Firm CRD 152977
- Advice and Planning Services– · 3 yearsDenver, CO · Adviser representative · Firm CRD 20472
- T. Rowe Price Advisory Services, Inc.– · 2 yearsColorado Springs, CO · Adviser representative · Firm CRD 108958
Professional designations
Listed by Bauer Wealth Management
- CPWA®
- CRPC®
Investment adviser representative registrations
Stephen Heitzmann is registered as an investment adviser representative in Colorado, since September 2017.
- ColoradoSince 20 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 January 2012 |
| Series 7 | General Securities Representative Examination | 13 October 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Daniel Heitzmann
- CRD
- 5900481
- Firm
- Bauer Wealth Management · CRD 152977
- Role
- Member/Chief Compliance Officer/Chief Executive Officer
- Office
- 7680 Goddard Street, Suite 213, Colorado Springs, CO 80920
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bauerheitzmann.com
Where does Stephen Heitzmann work?
Stephen Heitzmann has been Member/Chief Compliance Officer/Chief Executive Officer of Bauer Wealth Management Inc. since September 2017.
Is Stephen Heitzmann a financial advisor?
Yes. Stephen Heitzmann has a current investment-adviser registration in Colorado, through Bauer Wealth Management since September 2017.
How many years of experience does Stephen Heitzmann have?
Stephen Heitzmann has 14 years in the financial industry, since December 2011, across 5 adviser firms.
What exams has Stephen Heitzmann passed?
Stephen Heitzmann has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2011. FINRA credited Stephen Heitzmann with the SIE, which began in October 2018.
Where did Stephen Heitzmann work before Bauer Wealth Management?
Before Bauer Wealth Management, Stephen Heitzmann was registered through Advice and Planning Services, July 2014 to August 2017; T. Rowe Price Advisory Services, Inc., January 2012 to May 2014.
Where is Stephen Heitzmann based?
Stephen Heitzmann’s registered office is in Colorado Springs, CO.
Is Stephen Heitzmann registered with FINRA?
No. Stephen Heitzmann has no current broker registration.
How can I verify Stephen Heitzmann’s record?
Search CRD 5900481 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Heitzmann’s full registration record.
