Daniel Bauer has been President of Bauer Wealth Management since January 2010, is a control person of the firm and directly owns 75% or more of it.
Bauer Wealth Management Inc. is a Colorado Springs, CO firm with $206M under management, 162 clients and 3 advisers in one office, as of its May 2026 filing.
Dan Bauer is Founder & Chief Investment Officer of Bauer Wealth Management, based in Colorado Springs. He has 28 years on Wall Street and 25 years of portfolio management experience.
Daniel Bauer’s longest registration is the current one, 14 years at Bauer Wealth Management since 2012. Before joining Bauer Wealth Management in 2012, Daniel Bauer was registered through Charles Schwab & Co., Inc.
- Altruistic Investing– · 2 yearsColorado Springs, CO · Adviser representative · Firm CRD 289016
- Bauer Wealth Management Inc.Current– present · 14 yearsColorado Springs, CO · Adviser representative · Firm CRD 152977
- Charles Schwab & Co., Inc.– · 9 yearsColorado Springs, CO · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Daniel Bauer is registered as an investment adviser representative in Colorado, since June 2012.
- ColoradoSince 14 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 June 2012 |
| Series 66 | Uniform Combined State Law Examination | 12 July 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 1997 |
| Series 7 | General Securities Representative Examination | 25 June 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Carl Bauer
- CRD
- 2892722
- Firm
- Bauer Wealth Management · CRD 152977
- Role
- President
- Office
- 5755 MARK DABLING BLVD, SUITE 245, Colorado Springs, CO 80919
- Registration
- Investment adviser registration
- In the industry since
- December 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bauerheitzmann.com
Where does Daniel Bauer work?
Daniel Bauer has been President of Bauer Wealth Management Inc. since January 2010, and is a control person of the firm.
Is Daniel Bauer a financial advisor?
Yes. Daniel Bauer has a current investment-adviser registration in Colorado, through Bauer Wealth Management since June 2012.
How many years of experience does Daniel Bauer have?
Daniel Bauer has 23 years in the financial industry, since December 2002, across 3 adviser firms.
What exams has Daniel Bauer passed?
Daniel Bauer has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 65. The earliest, the Series 7, was passed in June 1997.
Where did Daniel Bauer work before Bauer Wealth Management?
Before Bauer Wealth Management, Daniel Bauer was registered through Charles Schwab & Co., Inc., August 2000 to March 2010.
Where is Daniel Bauer based?
Daniel Bauer’s registered office is in Colorado Springs, CO.
Is Daniel Bauer registered with FINRA?
No. Daniel Bauer has no current broker registration.
How can I verify Daniel Bauer’s record?
Search CRD 2892722 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Bauer’s full registration record.
