Career
Stephen Clark has been Director and Vice President of DFA Australia Limited since October 2016. Stephen Clark is not listed as a control person, but directly owns under 5% of the firm.
DFA Australia Limited is a Sydney, Australia firm with $362B under management, 100 clients and 55 advisers across 2 offices, as of its March 2026 filing.
- Dimensional Fund Advisors LPAlso current– present · 20 yearsAustin, TX · Adviser representative · Firm CRD 106482
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Texas | Approved | 15 September 2006 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 21 November 2013 |
| Series 24 | General Securities Principal Examination | 30 January 2013 |
| Series 66 | Uniform Combined State Law Examination | 16 March 2005 |
| Series 7 | General Securities Representative Examination | 30 July 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Stephen Andrew Clark
- CRD
- 2943305
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Stephen Clark work?
Stephen Clark has been Director and Vice President of DFA Australia Limited since October 2016.
Is Stephen Clark a financial advisor?
Yes. Stephen Clark has a current investment-adviser registration in Texas.
How many years of experience does Stephen Clark have?
Stephen Clark has 24 years in the financial industry, since July 2002, across 1 adviser firm.
What exams has Stephen Clark passed?
Stephen Clark has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 3. The earliest, the Series 7, was passed in July 2002. FINRA credited Stephen Clark with the SIE, which began in October 2018.
Leadership at DFA Australia Limited
- Bhanu SinghDirector & Chief Executive Officer
- Bernard GrzelakChief Financial Officer, Treasurer & Vice President
- Jason LappingDirector and Vice President
- Catherine NewellDirector, Vice President, Secretary & Chief Legal Officer
- Gerard O'ReillyDirector, Co-Chief Investment Officer and Vice President
- Selwyn NotelovitzChief Compliance Officer
- David ButlerDirector
- John CraneDirector & Chairman
- Valentina JansonHead of Compliance & Risk
- Savina RizovaCo-Chief Investment Officer