Stanton Spackeen has been Sole Member of Financial Directions since December 2024, is a control person of the firm and directly owns 75% or more of it. Stanton Spackeen holds a Degree in Finance from the University of Arizona.
Financial Directions LLC is a Tucson, AZ firm with $738M under management, 2,488 clients and 3 advisers in one office, as of its March 2026 filing.
Stan Spackeen is Founder, Managing Director and Investment Advisor Representative of Financial Directions, based in Tucson, AZ. Spackeen has served the financial needs of individuals, families and small businesses since graduating with a finance degree from the University of Arizona in 1985. His recognition of the need for a fee-based model led to the founding of Financial Directions LLC.
- Financial Directions LLCCurrent– present · 4 yearsTucson, AZ · Adviser representative · Firm CRD 108475
Investment adviser representative registrations
Stanton Spackeen is registered as an investment adviser representative in 2 states. The first approvals date from September 2022; the most recent is Arizona, in October 2022.
- ArizonaSince 12 October 2022
- TexasSince 19 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 September 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 February 1999 |
| Series 7 | General Securities Representative Examination | 23 December 1998 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 21 April 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 1990 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 October 1985 |
- Name
- Operations Professional Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stanton William Spackeen
- CRD
- 1398332
- Firm
- Financial Directions · CRD 108475
- Role
- Sole Member
- Office
- 1228 EAST PRINCE ROAD, Tucson, AZ 85719
- Registration
- Investment adviser registration
- In the industry since
- July 1986
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- financialdirectionsllc.com
Where does Stanton Spackeen work?
Stanton Spackeen has been Sole Member of Financial Directions LLC since December 2024, and is a control person of the firm.
Is Stanton Spackeen a financial advisor?
Yes. Stanton Spackeen has a current investment-adviser registration in Arizona and Texas, through Financial Directions since September 2022.
How many years of experience does Stanton Spackeen have?
Stanton Spackeen has 40 years in the financial industry, since July 1986, across 1 adviser firm.
What exams has Stanton Spackeen passed?
Stanton Spackeen has passed 7 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 24, Series 65 and Series 99TO. The earliest, the Series 6, was passed in October 1985. FINRA credited Stanton Spackeen with the SIE, which began in October 2018.
Where is Stanton Spackeen based?
Stanton Spackeen’s registered office is in Tucson, AZ.
Is Stanton Spackeen registered with FINRA?
No. Stanton Spackeen has no current broker registration.
How can I verify Stanton Spackeen’s record?
Search CRD 1398332 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stanton Spackeen’s full registration record.