Skip to content

Stacy Brice

Chief Compliance Officer at Vest Financial

Officer recordForm ADV filed 12 June 2026

Stacy Brice is Chief Compliance Officer of Vest Financial LLC, a McLean investment adviser.

Career

Stacy Brice has been Chief Compliance Officer of Vest Financial since May 2026. Stacy Brice is a control person of the firm and directly owns under 5% of it.

Vest Financial LLC is a McLean, VA firm with $51.8B under management, 180 clients and 12 advisers in one office, as of its June 2026 filing.

Vest’s leadership page lists Stacy R. Brice as Chief Compliance Officer.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Stacy Brice is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Stacy Brice
CRD
5049649
Record basis
Form ADV officer listing
Firm bio
vestfin.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Stacy Brice work?

Stacy Brice has been Chief Compliance Officer of Vest Financial LLC since May 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 12 June 2026

Leadership at Vest Financial

Sources

  1. IAPD individual lookup, CRD 5049649. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Vest Financial LLC, filed 12 June 2026. Title, control and ownership bands.
  3. Vest Financial team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction