Stacey Liu has been Chief Investment Officer of Garrison Point Advisors since May 2023, is a control person of the firm and directly owns between 10% and 25% of it.
Garrison Point Advisors, LLC is a Walnut Creek, CA firm with $597M under management, 290 clients and 5 advisers across 2 offices, as of its April 2026 filing.
Stacey Liu’s longest registration is the current one, 8 years at Garrison Point Advisors since 2018. Before joining Garrison Point Advisors in 2018, Stacey Liu was registered through San Francisco Sentry Investment Group.
- Treehouse Wealth AdvisorsCurrent– present · 8 yearsWalnut Creek, CA · Adviser representative · Firm CRD 292016
- San Francisco Sentry Investment Group– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 106257
Investment adviser representative registrations
Stacey Liu is registered as an investment adviser representative in 2 states. Each was approved in April 2018.
- CaliforniaSince 12 April 2018
- TexasSince 11 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 2017 |
| Series 66 | Uniform Combined State Law Examination | 27 June 2014 |
| Series 7 | General Securities Representative Examination | 23 December 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stacey Chin Liu
- CRD
- 6061818
- Firm
- Garrison Point Advisors · CRD 292016
- Role
- Chief Investment Officer
- Office
- 1600 S MAIN ST., SUITE 195, Walnut Creek, CA 94596
- Registration
- Investment adviser registration
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Stacey Liu work?
Stacey Liu has been Chief Investment Officer of Garrison Point Advisors, LLC since May 2023, and is a control person of the firm.
Is Stacey Liu a financial advisor?
Yes. Stacey Liu has a current investment-adviser registration in California and Texas, through Garrison Point Advisors since April 2018.
How many years of experience does Stacey Liu have?
Stacey Liu has 12 years in the financial industry, since December 2013, across 2 adviser firms.
What exams has Stacey Liu passed?
Stacey Liu has passed 3 licensing exams: the Series 7, Series 66 and Series 63. The earliest, the Series 7, was passed in December 2013. FINRA credited Stacey Liu with the SIE, which began in October 2018.
Where did Stacey Liu work before Garrison Point Advisors?
Before Garrison Point Advisors, Stacey Liu was registered through San Francisco Sentry Investment Group, June 2014 to April 2018.
Where is Stacey Liu based?
Stacey Liu’s registered office is in Walnut Creek, CA.
Is Stacey Liu registered with FINRA?
No. Stacey Liu has no current broker registration.
How can I verify Stacey Liu’s record?
Search CRD 6061818 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stacey Liu’s full registration record.