Skip to content

Sreeniwas Prabhu

Co-Chief Executive Officer and Group Chief Investment Officer at Angel Oak Capital Advisors

No current registration reported

Sreeniwas Prabhu is Co-Chief Executive Officer and Group Chief Investment Officer of Angel Oak Capital Advisors, LLC, an Atlanta investment adviser managing $11.5B. Sreeniwas Prabhu has passed the Series 7 and Series 66.

1
Past adviser firms
2
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Sreeniwas Prabhu has been Co-Chief Executive Officer and Group Chief Investment Officer of Angel Oak Capital Advisors since July 2009. Sreeniwas Prabhu is a control person of the firm and directly owns under 5% of it. Sreeniwas Prabhu holds a BBA in Economics from Georgia College and State University and an MBA in Finance from Georgia State University.

Angel Oak Capital Advisors, LLC is an Atlanta, GA firm with $11.5B under management, 34 clients and 24 advisers across 3 offices, as of its March 2026 filing.

Sreeni Prabhu is a co-founder, Managing Partner and Group Chief Investment Officer at Angel Oak. Before founding the firm, he managed investment portfolios at Washington Mutual and SunTrust.

  1. Alexander Key Investments
    – · 5 years
    Atlanta, GA · Adviser representative · Firm CRD 6271

Credentials and registrations

Examinations

Series 663 August 2010
Name
Uniform Combined State Law Examination
Series 724 April 2000
Name
General Securities Representative Examination

Individual record

Full name
Sreeniwas Vikram Prabhu
CRD
4124628

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Sreeniwas Prabhu work?

Sreeniwas Prabhu has been Co-Chief Executive Officer and Group Chief Investment Officer of Angel Oak Capital Advisors, LLC since July 2009, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Sreeniwas Prabhu have a current investment-adviser registration?

Sreeniwas Prabhu has no current investment-adviser registration reported.

Source: IAPD individual record, checked 17 October 2026

What exams has Sreeniwas Prabhu passed?

Sreeniwas Prabhu has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2000.

Source: IAPD individual record, checked 17 October 2026

Where was Sreeniwas Prabhu previously registered as an investment adviser?

Sreeniwas Prabhu has past investment-adviser registrations through Alexander Key Investments, April 2000 to May 2005, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Angel Oak Capital Advisors

Sources

  1. IAPD individual record, CRD 4124628. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Angel Oak Capital Advisors, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Angel Oak Capital Advisors team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction