Spencer Gabriel has been an investment adviser representative at Symphony Financial Services since January 2010, and is not listed among the firm’s executive officers or direct owners.
Symphony Financial Services, Inc. is an Akron, OH firm with $429M under management, 641 clients and 7 advisers across 2 offices, as of its February 2026 filing.
Spencer L. Gabriel is an Investment Advisor Representative of Symphony Financial Services, Inc., based in Akron, Ohio. He began his career in the financial industry in 1989 with Prudential Insurance, became a financial advisor with Prudential Securities in 1995, and joined Smith Barney as a financial planning specialist in 2000. He joined Symphony Financial Services in late 2009 and works with retirees on creating income streams.
Spencer Gabriel’s longest registration is the current one, 16 years at Symphony Financial Services since 2010. Before joining Symphony Financial Services in 2010, Spencer Gabriel was registered through Morgan Stanley Smith Barney LLC and Citigroup Global Markets Inc.
- – present · 16 yearsAkron, OH · Adviser representative · Firm CRD 125058
- Morgan Stanley Smith Barney LLC– · under a yearAkron, OH · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 8 yearsAkron, OH · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Spencer Gabriel is registered as an investment adviser representative in 2 states. The first approvals date from January 2010; the most recent is Georgia, in April 2012.
- GeorgiaSince 13 April 2012
- OhioSince 19 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 May 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 May 1995 |
| Series 7 | General Securities Representative Examination | 2 May 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 October 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Spencer Lee Gabriel
- CRD
- 1987809
- Firm
- Symphony Financial Services · CRD 125058
- Office
- 4100 EMBASSY PARKWAY, SUITE 100, Akron, OH 44333
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- symphony-financial.com
Where does Spencer Gabriel work?
Spencer Gabriel is an investment adviser representative registered through Symphony Financial Services, Inc. since January 2010, and is not listed among the firm’s executive officers or direct owners.
Is Spencer Gabriel a financial advisor?
Yes. Spencer Gabriel has a current investment-adviser registration in Georgia and Ohio, through Symphony Financial Services since January 2010.
How many years of experience does Spencer Gabriel have?
Spencer Gabriel has 36 years in the financial industry, since March 1990, across 3 adviser firms.
What exams has Spencer Gabriel passed?
Spencer Gabriel has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 65. The earliest, the Series 6, was passed in October 1989. FINRA credited Spencer Gabriel with the SIE, which began in October 2018.
Where did Spencer Gabriel work before Symphony Financial Services?
Before Symphony Financial Services, Spencer Gabriel was registered through Morgan Stanley Smith Barney LLC, June 2009 to November 2009; Citigroup Global Markets Inc., January 2001 to June 2009.
Where is Spencer Gabriel based?
Spencer Gabriel’s registered office is in Akron, OH.
Is Spencer Gabriel registered with FINRA?
Yes. Spencer Gabriel has a current broker registration, under CRD 1987809.
Source: FINRA BrokerCheck
How can I verify Spencer Gabriel’s record?
Search CRD 1987809 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Spencer Gabriel’s full registration record.