John Kim has been President of Symphony Financial Services since June 2001, is a control person of the firm and directly owns 75% or more of it. John Kim holds a Bachelor of Arts from Bowling Green State University, a Juris Doctor from the University of Akron School of Law and a Master of Laws (LL.M.) in Taxation from Case Western Reserve University School of Law. John Kim studied at The Juilliard School (Preparatory Division).
Symphony Financial Services, Inc. is an Akron, OH firm with $429M under management, 641 clients and 7 advisers across 2 offices, as of its February 2026 filing.
John Y. Kim is President of Symphony Financial Services, Inc., based in Akron, Ohio. He entered the financial services industry in 1995. Kim was commissioned as an intelligence officer in the U.S. Navy Reserve in February 2002, served with the Office of Naval Intelligence at Wright-Patterson Air Force Base and with U.S. Forces Japan, Detachment 105, at Yokota Air Base, and was honorably discharged on September 11, 2011.
John Kim’s longest registration is the current one, 14 years at Symphony Financial Services since 2012. Before joining Symphony Financial Services in 2012, John Kim was registered through LPL Financial LLC and M Holdings Securities, Inc.
- LPL Financial LLCAlso current– present · 14 yearsAkron, OH · Adviser representative · Firm CRD 6413
- – present · 14 yearsAkron, OH · Adviser representative · Firm CRD 125058
- LPL Financial LLC– · 3 yearsAkron, OH · Adviser representative · Firm CRD 6413
- M Holdings Securities, Inc.– · 2 yearsAkron, OH · Adviser representative · Firm CRD 43285
- Raymond James Financial Services– · under a yearAkron, OH · Adviser representative · Firm CRD 6694
- Linsco/Private Ledger Corp.– · 1 yearAkron, OH · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
John Kim is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from March 2012; the most recent is Texas, in June 2012.
- GeorgiaSince 16 April 2012
- IndianaSince 14 March 2012
- OhioSince 14 March 2012
- TexasResidentSince 14 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 28 June 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 25 November 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 September 2001 |
| Series 24 | General Securities Principal Examination | 25 September 2001 |
| Series 7 | General Securities Representative Examination | 15 February 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 December 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Y Kim
- CRD
- 2660519
- Firm
- Symphony Financial Services · CRD 125058
- Role
- President
- Office
- 4100 EMBASSY PARKWAY, SUITE 100, Akron, OH 44333
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- symphony-financial.com
Where does John Kim work?
John Kim has been President of Symphony Financial Services, Inc. since June 2001, and is a control person of the firm.
Is John Kim a financial advisor?
Yes. John Kim has a current investment-adviser registration in Georgia, Indiana, Ohio and Texas, through Symphony Financial Services since March 2012.
How many years of experience does John Kim have?
John Kim has 30 years in the financial industry, since February 1996, across 4 adviser firms.
What exams has John Kim passed?
John Kim has passed 6 licensing exams: the Series 6, Series 7, Series 24, Series 63, Series 65 and Series 31. The earliest, the Series 6, was passed in December 1995. FINRA credited John Kim with the SIE, which began in October 2018.
Where did John Kim work before Symphony Financial Services?
Before Symphony Financial Services, John Kim was registered through LPL Financial LLC, November 2007 to May 2011; M Holdings Securities, Inc., April 2005 to November 2007; Raymond James Financial Services, July 2004 to March 2005; Linsco/Private Ledger Corp., July 2002 to July 2004.
Where is John Kim based?
John Kim’s registered office is in Akron, OH.
Is John Kim registered with FINRA?
Yes. John Kim has a current broker registration, under CRD 2660519.
Source: FINRA BrokerCheck
How can I verify John Kim’s record?
Search CRD 2660519 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Kim’s full registration record.