Spencer Davies has been an investment adviser representative at BGM Wealth Partners since October 2023, and is not listed among the firm’s executive officers or direct owners.
BGM Wealth Partners, LLC is a Bloomington, MN firm with $517M under management, 213 clients and 5 advisers in one office, as of its January 2026 filing.
- BGM Wealth ManagementCurrent– present · 2 yearsBloomington, MN · Adviser representative · Firm CRD 110483
Investment adviser representative registrations
Spencer Davies is registered as an investment adviser representative in 4 states. The first approvals date from October 2023; the most recent are California and Wisconsin, in July 2024.
- CaliforniaSince 2 July 2024
- MinnesotaSince 25 October 2023
- TexasSince 25 October 2023
- WisconsinSince 2 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 7 January 2022 |
- Name
- Securities Industry Essentials Examination
- Full name
- Spencer William Davies
- CRD
- 6730966
- Firm
- BGM Wealth Partners · CRD 110483
- Office
- 7900 INTERNATIONAL DRIVE, SUITE 800, Bloomington, MN 55425
- Registration
- Investment adviser registration
- In the industry since
- October 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Spencer Davies work?
Spencer Davies is an investment adviser representative registered through BGM Wealth Partners, LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Spencer Davies a financial advisor?
Yes. Spencer Davies has a current investment-adviser registration in California, Minnesota, Texas and Wisconsin, through BGM Wealth Partners since October 2023.
How many years of experience does Spencer Davies have?
Spencer Davies has 3 years in the financial industry, since October 2023, across 1 adviser firm.
What exams has Spencer Davies passed?
Spencer Davies passed the SIE in January 2022.
Where is Spencer Davies based?
Spencer Davies’ registered office is in Bloomington, MN.
Is Spencer Davies registered with FINRA?
No. Spencer Davies has no current broker registration.
How can I verify Spencer Davies’ record?
Search CRD 6730966 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Spencer Davies’ full registration record.
