Katherine Frazier has been CCO of BGM Wealth Partners since October 2022, is a control person of the firm and directly owns under 5% of it.
BGM Wealth Partners, LLC is a Bloomington, MN firm with $517M under management, 213 clients and 5 advisers in one office, as of its January 2026 filing.
Katherine Frazier’s longest registration is the current one, 8 years at BGM Wealth Partners since 2018. Before joining BGM Wealth Partners in 2018, Katherine Frazier was registered through Everest Financial Group.
- BGM Wealth ManagementCurrent– present · 8 yearsBloomington, MN · Adviser representative · Firm CRD 110483
- Everest Financial Group– · 1 yearMinneapolis, MN · Adviser representative · Firm CRD 137260
Investment adviser representative registrations
Katherine Frazier is registered as an investment adviser representative in 4 states. The first approvals date from January 2018; the most recent are California and Wisconsin, in June 2024.
- CaliforniaSince 24 June 2024
- MinnesotaSince 12 January 2018
- TexasSince 28 September 2023
- WisconsinSince 24 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 February 2016 |
| Series 7 | General Securities Representative Examination | 15 September 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Katherine Anne Frazier
- CRD
- 6411558
- Firm
- BGM Wealth Partners · CRD 110483
- Role
- CCO
- Office
- 7900 INTERNATIONAL DRIVE, SUITE 800, Bloomington, MN 55425
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Katherine Frazier work?
Katherine Frazier has been CCO of BGM Wealth Partners, LLC since October 2022, and is a control person of the firm.
Is Katherine Frazier a financial advisor?
Yes. Katherine Frazier has a current investment-adviser registration in California, Minnesota, Texas and Wisconsin, through BGM Wealth Partners since January 2018.
How many years of experience does Katherine Frazier have?
Katherine Frazier has 10 years in the financial industry, since February 2016, across 2 adviser firms.
What exams has Katherine Frazier passed?
Katherine Frazier has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2015. FINRA credited Katherine Frazier with the SIE, which began in October 2018.
Where did Katherine Frazier work before BGM Wealth Partners?
Before BGM Wealth Partners, Katherine Frazier was registered through Everest Financial Group, February 2016 to August 2017.
Where is Katherine Frazier based?
Katherine Frazier’s registered office is in Bloomington, MN.
Is Katherine Frazier registered with FINRA?
No. Katherine Frazier has no current broker registration.
How can I verify Katherine Frazier’s record?
Search CRD 6411558 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katherine Frazier’s full registration record.
