Niva WealthLet’s talk

Sonia Plata

Chief Compliance Officer at Napier Park Global Capital (us)

Officer record from the firm’s Form ADVForm ADV filed 13 May 2026

Sonia Plata is Chief Compliance Officer of Napier Park Global Capital (us) LP, a New York investment adviser.

Role at Napier Park Global Capital (us)

Title on Schedule A
Chief Compliance Officer
Control
Sonia Plata is a control person of Napier Park Global Capital (us).
Ownership
An individual ownership band is not available in the source record.
Tenure
Sonia Plata has held the filed role since March 2013.

The firm

Napier Park Global Capital (us) LP
New York, NY

Form ADV filed 13 May 2026

$14.6B AUM59 clients43 advisers4 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Sonia Plata is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Sonia Plata
CRD
6170165
Firm
Napier Park Global Capital (us) LP
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Sonia Plata serves as managing director and chief compliance officer at Napier Park. She previously worked as assistant general counsel at Citigroup. Napier Park Global Capital || Team

Common questions

Where does Sonia Plata work?

Sonia Plata has been Chief Compliance Officer of Napier Park Global Capital (us) LP since March 2013, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 13 May 2026

Leadership at Napier Park Global Capital (us)

Sources

  1. IAPD individual lookup, CRD 6170165. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Napier Park Global Capital (us) LP, filed 13 May 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Sonia Plata or Napier Park Global Capital (us) LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.