Sonia Goforth has been Chief Compliance Officer of Good Steward Wealth Advisers since August 2024, is not listed as a control person, but directly owns under 5% of the firm.
Good Steward Wealth Advisers LLC is a Clarksville, TN firm with $181M under management, 331 clients and 3 advisers in one office, as of its March 2026 filing.
Sonia Goforth’s longest registration was 6 years at KPP Advisory Services LLC (2017–2024).
- KPP Advisory Services LLC– · 6 yearsLouisville, KY · Adviser representative · Firm CRD 289507
- LPL Financial LLC– · under a yearLouisville, KY · Adviser representative · Firm CRD 6413
- Wells Fargo Advisors, LLC– · 4 yearsLexington, KY · Adviser representative · Firm CRD 19616
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 March 2011 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 10 February 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 22 December 2008 |
| Series 3 | National Commodity Futures Examination | 31 March 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 January 1996 |
| Series 7 | General Securities Representative Examination | 27 November 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sonia Ann Goforth
- CRD
- 2544170
- Firm
- Good Steward Wealth Advisers · CRD 333092
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Sonia Goforth work?
Sonia Goforth has been Chief Compliance Officer of Good Steward Wealth Advisers LLC since August 2024.
Does Sonia Goforth have a current investment-adviser registration?
Sonia Goforth has no current investment-adviser or broker registration.
What exams has Sonia Goforth passed?
Sonia Goforth has passed 6 licensing exams: the Series 7, Series 63, Series 3, Series 9, Series 10 and Series 65. The earliest, the Series 7, was passed in November 1995. FINRA credited Sonia Goforth with the SIE, which began in October 2018.
Where was Sonia Goforth previously registered as an investment adviser?
Sonia Goforth has past investment-adviser registrations through KPP Advisory Services LLC, October 2017 to October 2024; LPL Financial LLC, April 2017 to February 2018; Wells Fargo Advisors, LLC, March 2011 to April 2015, across 3 firms.
Is Sonia Goforth registered with FINRA?
No. Sonia Goforth has no current broker registration.
How can I verify Sonia Goforth’s record?
Search CRD 2544170 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sonia Goforth’s full registration record.
