Eric Ellis has been Member, Manager, President and Chief Operating Officer of Good Steward Wealth Advisers since October 2024, is a control person of the firm and directly owns between 50% and 75% of it.
Good Steward Wealth Advisers LLC is a Clarksville, TN firm with $181M under management, 331 clients and 3 advisers in one office, as of its March 2026 filing.
Eric Ellis’ longest registration was 9 years at Raymond James Financial Services Advisors, Inc (2015–2024). Before joining Good Steward Wealth Advisers in 2024, Eric Ellis was registered through Raymond James Financial Services Advisors, Inc.
- Ellis Financial PlanningCurrent– present · 1 yearClarksville, TN · Adviser representative · Firm CRD 333092
- Raymond James Financial Services Advisors, Inc– · 9 yearsClarksville, TN · Adviser representative · Firm CRD 149018
Investment adviser representative registrations
Eric Ellis is registered as an investment adviser representative in 2 states. The first approvals date from October 2024; the most recent is Texas, in February 2025.
- TennesseeSince 29 October 2024
- TexasSince 20 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 May 2015 |
| Series 7 | General Securities Representative Examination | 24 September 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 August 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 April 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Eric Edward Ellis
- CRD
- 5314879
- Firm
- Good Steward Wealth Advisers · CRD 333092
- Role
- Member, Manager, President and Chief Operating Officer
- Office
- 2681 TOWNSEND CT., Clarksville, TN 37043
- Registration
- Investment adviser registration
- In the industry since
- May 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Ellis work?
Eric Ellis has been Member, Manager, President and Chief Operating Officer of Good Steward Wealth Advisers LLC since October 2024, and is a control person of the firm.
Is Eric Ellis a financial advisor?
Yes. Eric Ellis has a current investment-adviser registration in Tennessee and Texas, through Good Steward Wealth Advisers since October 2024.
How many years of experience does Eric Ellis have?
Eric Ellis has 18 years in the financial industry, since May 2008, across 2 adviser firms.
What exams has Eric Ellis passed?
Eric Ellis has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in April 2007. FINRA credited Eric Ellis with the SIE, which began in October 2018.
Where is Eric Ellis based?
Eric Ellis’ registered office is in Clarksville, TN.
Is Eric Ellis registered with FINRA?
No. Eric Ellis has no current broker registration.
How can I verify Eric Ellis’ record?
Search CRD 5314879 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Ellis’ full registration record.
