Sheree Bollinger has been an investment adviser representative at Legacy Financial Independent Advisors since January 2023, and is not listed among the firm’s executive officers or direct owners.
Legacy Financial Independent Advisors LLC is a Louisville, KY firm with $484M under management, 749 clients and 5 advisers in one office, as of its March 2026 filing.
Sheree Bollinger’s longest registration was 17 years at First Kentucky Securities Corp (2005–2023). Before joining Legacy Financial Independent Advisors in 2023, Sheree Bollinger was registered through First Kentucky Securities Corp and Wachovia Securities, LLC.
- – present · 3 yearsLouisville, KY · Adviser representative · Firm CRD 324258
- First Kentucky Securities Corp– · 17 yearsLouisville, KY · Adviser representative · Firm CRD 7524
- Wachovia Securities, LLC– · under a yearLouisville, KY · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Sheree Bollinger is registered as an investment adviser representative in Kentucky, since January 2023.
- KentuckySince 26 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 26 April 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 February 1986 |
| Series 7 | General Securities Representative Examination | 16 November 1985 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sheree Long Bollinger
- CRD
- 1437851
- Firm
- Legacy Financial Independent Advisors · CRD 324258
- Office
- 100 MALLARD CREEK RD, SUITE 402, Louisville, KY 40207
- Registration
- Investment adviser registration
- In the industry since
- May 1986
- Disciplinary history
- Not yet shown here · SEC record
Where does Sheree Bollinger work?
Sheree Bollinger is an investment adviser representative registered through Legacy Financial Independent Advisors LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Sheree Bollinger a financial advisor?
Yes. Sheree Bollinger has a current investment-adviser registration in Kentucky, through Legacy Financial Independent Advisors since January 2023.
How many years of experience does Sheree Bollinger have?
Sheree Bollinger has 40 years in the financial industry, since May 1986, across 3 adviser firms.
What exams has Sheree Bollinger passed?
Sheree Bollinger has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 99TO. The earliest, the Series 7, was passed in November 1985. FINRA credited Sheree Bollinger with the SIE, which began in October 2018.
Where did Sheree Bollinger work before Legacy Financial Independent Advisors?
Before Legacy Financial Independent Advisors, Sheree Bollinger was registered through First Kentucky Securities Corp, November 2005 to January 2023; Wachovia Securities, LLC, April 2005 to August 2005.
Where is Sheree Bollinger based?
Sheree Bollinger’s registered office is in Louisville, KY.
Is Sheree Bollinger registered with FINRA?
No. Sheree Bollinger has no current broker registration.
How can I verify Sheree Bollinger’s record?
Search CRD 1437851 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sheree Bollinger’s full registration record.
