Shelley Echeverria has been an investment adviser representative at Guardian Wealth Partners since June 2023, and is not listed among the firm’s executive officers or direct owners.
Guardian Wealth Partners, LLC is a New York, NY firm with $191M under management, 402 clients and 75 advisers across 8 offices, as of its September 2026 filing.
Shelley Echeverria’s longest registration was 8 years at Tower Square Securities, Inc. (2005–2013). Before joining Guardian Wealth Partners in 2023, Shelley Echeverria was registered through The Wealth Consulting Group and Usaa Investment Management Company.
- – present · 3 yearsScottsdale, AZ · Adviser representative · Firm CRD 310203
- Park Avenue Securities LLCAlso current– present · 5 yearsAdviser representative and broker · Firm CRD 46173
- The Wealth Consulting Group– · 3 yearsPhoenix, AZ · Adviser representative · Firm CRD 173194
- Usaa Investment Management Company– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 5475
- Msi Financial Services, Inc.– · 3 yearsPhoenix, AZ · Adviser representative · Firm CRD 14251
- Tower Square Securities, Inc.– · 8 yearsPhoenix, AZ · Adviser representative · Firm CRD 833
- Strategic Advisers, Inc.– · under a yearWest Hartford, CT · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Shelley Echeverria is registered as an investment adviser representative in Arizona, since November 2020.
- ArizonaSince 27 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 October 2013 |
| Series 66 | Uniform Combined State Law Examination | 29 April 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 February 2001 |
| Series 7 | General Securities Representative Examination | 23 January 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shelley Jo Echeverria
- CRD
- 4002979
- Firm
- Guardian Wealth Partners · CRD 310203
- Office
- 7047 E. Greenway Parkway, Suite 460, Scottsdale, AZ 85254
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Shelley Echeverria work?
Shelley Echeverria is an investment adviser representative registered through Guardian Wealth Partners, LLC since June 2023, and is not listed among the firm’s executive officers or direct owners.
Is Shelley Echeverria a financial advisor?
Yes. Shelley Echeverria has a current investment-adviser registration in Arizona, through Guardian Wealth Partners since June 2023.
How many years of experience does Shelley Echeverria have?
Shelley Echeverria has 25 years in the financial industry, since July 2001, across 7 adviser firms.
What exams has Shelley Echeverria passed?
Shelley Echeverria has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 24. The earliest, the Series 7, was passed in January 2001. FINRA credited Shelley Echeverria with the SIE, which began in October 2018.
Where did Shelley Echeverria work before Guardian Wealth Partners?
Before Guardian Wealth Partners, Shelley Echeverria was registered through The Wealth Consulting Group, August 2017 to October 2020; Usaa Investment Management Company, February 2017 to June 2017; Msi Financial Services, Inc., August 2013 to December 2016; Tower Square Securities, Inc., July 2005 to September 2013; Strategic Advisers, Inc., May 2005 to June 2005.
Where is Shelley Echeverria based?
Shelley Echeverria’s registered office is in Scottsdale, AZ.
Is Shelley Echeverria registered with FINRA?
Yes. Shelley Echeverria has a current broker registration, under CRD 4002979.
Source: FINRA BrokerCheck
How can I verify Shelley Echeverria’s record?
Search CRD 4002979 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Shelley Echeverria’s full registration record.
- Marianne Grace CaswellPresident and Elected Member
- Carly Pritchard MaherElected Member & Chief Operating Officer
- Joseph Michael GalloChief Compliance Officer
- Allen Warren BoggsHead of Product & Supervision
- Nancy DeRussoElected Member
- Joshua Neil HerganGeneral Counsel
- Michael John RynikerHead of Operations