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Sheila Walton, portrait

Sheila Walton

Chief Compliance Officer at Westwind Capital

Firm officerUpdated

Sheila Walton has been Chief Compliance Officer of Westwind Capital, a Las Cruces, NM investment adviser managing $796M, since September 2010.

16
Years in role
$796M
Firm AUM
1,131
Firm clients
7
Firm advisers

From Form ADV filed 3 August 2026Form ADV

Career

Sheila Walton is a control person of Westwind Capital and directly owns under 5% of it. Sheila Walton holds a Degree in Economics from New Mexico State University.

Westwind Capital is an investment adviser based in Las Cruces, NM, registered with the SEC since 1993. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $796 million, as filed on 3 August 2026. Its fees, ownership and offices are on the firm’s profile.

Sheila Walton is Chief Financial Officer/Compliance of Westwind Capital. She is co-creator of the fOCUS Equity Portfolio strategy and a member of the firm's investment committee, where she is responsible for formulating and monitoring investment ideas. As CFO, she supervises financial activities, portfolio accounting, billing and performance reporting for the firm.

Key facts

CRD
2754786
Firm
Westwind Capital · CRD 106802
Role
Chief Compliance Officer
In role since
September 2010 · 16 years
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Las Cruces, NM
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Sheila Walton work?

Sheila Walton has been Chief Compliance Officer of Westwind Capital since September 2010, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 August 2026

How can I verify Sheila Walton’s record?

Sheila Walton’s role is listed on Westwind Capital’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 106802.

Source: Form ADV, Schedule A, filed 3 August 2026

Leadership at Westwind Capital

Sources

  1. IAPD individual lookup, CRD 2754786, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Westwind Capital, filed 3 August 2026. Title, control and ownership bands.
  3. Westwind Capital team page. Biography, education, credentials, awards and the portrait, reproduced for identification.