Eric Walton has been President of Westwind Capital since January 2010, is a control person of the firm and directly owns between 50% and 75% of it. Eric Walton holds a Bachelor's degree in finance from New Mexico State University.
Westwind Capital is a Las Cruces, NM firm with $796M under management, 1,131 clients and 7 advisers in one office, as of its August 2026 filing.
Eric Walton is Managing Partner and CEO of Westwind Capital. He is responsible for providing strategic leadership for the organization and chairs the firm's investment committee, which oversees the organization's investment strategies and portfolio management. He is also Chair of the Westwind Capital Foundation, the philanthropic arm of Westwind Capital.
- Westwind CapitalCurrent– present · 23 yearsLas Cruces, NM · Adviser representative · Firm CRD 106802
Investment adviser representative registrations
Eric Walton is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from October 2003; the most recent is Colorado, in January 2022.
- ColoradoSince 24 January 2022
- New MexicoSince 21 October 2003
- TexasResidentSince 17 April 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 12 February 2003 |
| Series 7 | General Securities Representative Examination | 17 August 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Marshall Walton
- CRD
- 4415201
- Firm
- Westwind Capital · CRD 106802
- Role
- President
- Office
- 1800 S. TELSHOR, Las Cruces, NM 88011
- Registration
- Investment adviser registration
- In the industry since
- October 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ww-capital.com
Where does Eric Walton work?
Eric Walton has been President of Westwind Capital since January 2010, and is a control person of the firm.
Is Eric Walton a financial advisor?
Yes. Eric Walton has a current investment-adviser registration in Colorado, New Mexico and Texas, through Westwind Capital since October 2003.
How many years of experience does Eric Walton have?
Eric Walton has 23 years in the financial industry, since October 2003, across 1 adviser firm.
What exams has Eric Walton passed?
Eric Walton has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2002.
Where is Eric Walton based?
Eric Walton’s registered office is in Las Cruces, NM.
Is Eric Walton registered with FINRA?
No. Eric Walton has no current broker registration.
How can I verify Eric Walton’s record?
Search CRD 4415201 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Walton’s full registration record.
