Shawn Tesoro has been Chief Investment Officer / Part Owner of Prentice Wealth Management since January 2018, is a control person of the firm and directly owns between 25% and 50% of it.
Prentice Wealth Management LLC is a Rochester, NY firm with $568M under management, 1,029 clients and 4 advisers across 3 offices, as of its May 2026 filing.
- – present · 7 yearsWestborough, MA · Adviser representative · Firm CRD 160052
Investment adviser representative registrations
Shawn Tesoro is registered as an investment adviser representative in 3 states. The first approvals date from July 2019; the most recent is New York, in April 2026.
- MassachusettsSince 13 February 2026
- New YorkSince 15 April 2026
- TexasSince 11 July 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 April 2019 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 22 February 2005 |
| Series 86 | Research Analyst Exam - Part I Analysis Module | 25 January 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 December 2003 |
| Series 7 | General Securities Representative Examination | 13 October 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Research Analyst Exam - Part I Analysis Module
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shawn Stephen Tesoro
- CRD
- 2394286
- Firm
- Prentice Wealth Management · CRD 160052
- Role
- Chief Investment Officer / Part Owner
- Office
- Westborough, MA
- Registration
- Investment adviser registration
- In the industry since
- July 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Shawn Tesoro work?
Shawn Tesoro has been Chief Investment Officer / Part Owner of Prentice Wealth Management LLC since January 2018, and is a control person of the firm.
Is Shawn Tesoro a financial advisor?
Yes. Shawn Tesoro has a current investment-adviser registration in Massachusetts, New York and Texas, through Prentice Wealth Management since July 2019.
How many years of experience does Shawn Tesoro have?
Shawn Tesoro has 7 years in the financial industry, since July 2019, across 1 adviser firm.
What exams has Shawn Tesoro passed?
Shawn Tesoro has passed 5 licensing exams: the Series 7, Series 63, Series 86, Series 87 and Series 65. The earliest, the Series 7, was passed in October 1999.
Where is Shawn Tesoro based?
Shawn Tesoro’s registered office is in Westborough, MA.
Is Shawn Tesoro registered with FINRA?
No. Shawn Tesoro has no current broker registration.
How can I verify Shawn Tesoro’s record?
Search CRD 2394286 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shawn Tesoro’s full registration record.