Shaun Sackett has been Vice President & Chief Compliance Officer of Sackett Wealth Advisors since October 2017, is a control person of the firm and directly owns between 10% and 25% of it.
Sackett Wealth Advisors, Inc. is a Brea, CA firm with $212M under management, 452 clients and 5 advisers in one office, as of its March 2026 filing.
Shaun Sackett is Vice President and Chief Compliance Officer of Sackett Wealth Advisors. Shaun Sackett focuses on financial planning with a broad array of clients, including tax strategies, college savings and retirement planning.
Shaun Sackett’s longest registration is the current one, 8 years at Sackett Wealth Advisors since 2017. Before joining Sackett Wealth Advisors in 2017, Shaun Sackett was registered through Independent Financial Group, LLC and Genworth Financial Advisers Corporation.
- – present · 8 yearsBrea, CA · Adviser representative · Firm CRD 289950
- Independent Financial Group, LLC– · 5 yearsBrea, CA · Adviser representative · Firm CRD 7717
- Genworth Financial Advisers Corporation– · under a yearBrea, CA · Adviser representative · Firm CRD 105644
Professional designations
Listed by Sackett Wealth Advisors
- Enrolled Agent (EA)
- CERTIFIED FINANCIAL PLANNER™
Investment adviser representative registrations
Shaun Sackett is registered as an investment adviser representative in California, since October 2017.
- CaliforniaSince 31 October 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 November 2011 |
| Series 7 | General Securities Representative Examination | 31 August 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shaun James Sackett
- CRD
- 5159743
- Firm
- Sackett Wealth Advisors · CRD 289950
- Role
- Vice President & Chief Compliance Officer
- Office
- 915 W. Imperial Highway, Suite 160, Brea, CA 92821
- Registration
- Investment adviser registration
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sackettwealth.com
Where does Shaun Sackett work?
Shaun Sackett has been Vice President & Chief Compliance Officer of Sackett Wealth Advisors, Inc. since October 2017, and is a control person of the firm.
Is Shaun Sackett a financial advisor?
Yes. Shaun Sackett has a current investment-adviser registration in California, through Sackett Wealth Advisors since October 2017.
How many years of experience does Shaun Sackett have?
Shaun Sackett has 16 years in the financial industry, since August 2010, across 3 adviser firms.
What exams has Shaun Sackett passed?
Shaun Sackett has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2010. FINRA credited Shaun Sackett with the SIE, which began in October 2018.
Where did Shaun Sackett work before Sackett Wealth Advisors?
Before Sackett Wealth Advisors, Shaun Sackett was registered through Genworth Financial Advisers Corporation, November 2011 to February 2012.
Where is Shaun Sackett based?
Shaun Sackett’s registered office is in Brea, CA.
Is Shaun Sackett registered with FINRA?
No. Shaun Sackett has no current broker registration.
Is Shaun Sackett a CFP?
Sackett Wealth Advisors lists Shaun Sackett with the CFP credential (“CERTIFIED FINANCIAL PLANNER™”) on its website. CFP Board confirms certification status.
Source: Shaun Sackett, EA, CFP© biography, sackettwealth.com
How can I verify Shaun Sackett’s record?
Search CRD 5159743 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shaun Sackett’s full registration record.