Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 4 October 2023
- Officer or owner
- Sharon Cohen is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Sharon Cohen has been registered through Parallel Advisors since October 2023, and before that through Bok Financial Advisors, Bok Financial Advisors, Bmo Asset Management U.s. and M&i Investment Management.
- Parallel Advisors, LLCCurrent– present · 3 yearsScottsdale, AZ · Adviser representative · Firm CRD 140800
- Bok Financial Advisors– · 5 yearsScottsdale, AZ · Adviser representative · Firm CRD 17530
- Passed SIE · 2015
- Bok Financial Advisors– · 5 yearsScottsdale, AZ · Adviser representative · Firm CRD 17530
- Bmo Asset Management U.s.– · under a yearChicago, IL · Adviser representative · Firm CRD 106466
- M&i Investment Management Corp.– · 5 yearsScottsdale, AZ · Adviser representative · Firm CRD 109802
- Passed Series 65 · 2007
- Passed Series 6 and Series 63 · 1994
Registrations and exams
Sharon Cohen is registered as an investment adviser representative in Arizona and Texas and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Arizona | Investment adviser representative | Approved | 15 December 2023 |
| Texas | Investment adviser representative | Approved, resident | 4 October 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 February 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 1994 |
| SIE | Securities Industry Essentials Examination | 4 September 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 May 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Adviser record
- Full name
- Sharon Karraker Cohen
- CRD
- 2471072
- Registered in
- Arizona, Texas
- Office
- 16427 North Scottsdale Rd, Suite 155, Scottsdale, AZ 85254
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Sharon Cohen work?
Sharon Cohen is an investment adviser representative registered through Parallel Advisors, LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Sharon Cohen a financial advisor?
Yes. Sharon Cohen is registered as an investment adviser representative in Arizona and Texas, through Parallel Advisors since October 2023, as of 14 October 2026.
How many years of experience does Sharon Cohen have?
Sharon Cohen has worked in the financial industry for 18 years as of 14 October 2026, counted from 4 January 2008, across 5 adviser firms.
What exams has Sharon Cohen passed?
Sharon Cohen has passed 4 licensing exams: the Series 6, Series 63, Series 65 and SIE. The earliest, the Series 6, was passed in May 1994.
Where did Sharon Cohen work before Parallel Advisors?
Before Parallel Advisors, Sharon Cohen was registered through Bok Financial Advisors, December 2018 to September 2023; Bok Financial Advisors, January 2013 to May 2018; Bmo Asset Management U.s., June 2012 to September 2012; M&i Investment Management Corp., February 2007 to June 2012.
Where is Sharon Cohen based?
Sharon Cohen’s registered office is in Scottsdale, AZ.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer