Sharlene Wolf has been Chief Compliance Officer of The Sher Wealth Management Group since September 2014, is a control person of the firm and directly owns under 5% of it.
The Sher Wealth Management Group, Inc. is a Needham, MA firm with $146M under management, 56 clients and 2 advisers in one office, as of its January 2026 filing.
- – present · 10 yearsNeedham, MA · Adviser representative · Firm CRD 172369
- – · under a yearNewton, MA · Adviser representative · Firm CRD 172369
Investment adviser representative registrations
Sharlene Wolf is registered as an investment adviser representative in Massachusetts, since July 2016.
- MassachusettsSince 18 July 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 27 October 2003 |
| Series 7 | General Securities Representative Examination | 18 August 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sharlene Rabson Wolf
- CRD
- 4695293
- Firm
- The Sher Wealth Management Group · CRD 172369
- Role
- Chief Compliance Officer
- Office
- 75 SECOND AVE., SUITE 605, Needham, MA 02494
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Sharlene Wolf work?
Sharlene Wolf has been Chief Compliance Officer of The Sher Wealth Management Group, Inc. since September 2014, and is a control person of the firm.
Is Sharlene Wolf a financial advisor?
Yes. Sharlene Wolf has a current investment-adviser registration in Massachusetts, through The Sher Wealth Management Group since July 2016.
How many years of experience does Sharlene Wolf have?
Sharlene Wolf has 23 years in the financial industry, since August 2003, across 1 adviser firm.
What exams has Sharlene Wolf passed?
Sharlene Wolf has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 2003. FINRA credited Sharlene Wolf with the SIE, which began in October 2018.
Where is Sharlene Wolf based?
Sharlene Wolf’s registered office is in Needham, MA.
Is Sharlene Wolf registered with FINRA?
Yes. Sharlene Wolf has a current broker registration, under CRD 4695293.
Source: FINRA BrokerCheck
How can I verify Sharlene Wolf’s record?
Search CRD 4695293 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Sharlene Wolf’s full registration record.