Philip Sher has been Managing Director of The Sher Wealth Management Group since January 1999, is a control person of the firm and directly owns 75% or more of it.
The Sher Wealth Management Group, Inc. is a Needham, MA firm with $146M under management, 56 clients and 2 advisers in one office, as of its January 2026 filing.
Philip Sher’s longest registration is the current one, 11 years at The Sher Wealth Management Group since 2015. Before joining The Sher Wealth Management Group in 2015, Philip Sher was registered through LPL Financial LLC.
- – present · 11 yearsNeedham, MA · Adviser representative · Firm CRD 172369
- LPL Financial LLC– · 10 yearsNaples, FL · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Philip Sher is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2015; the most recent is Texas, in April 2015.
- MassachusettsSince 2 January 2015
- TexasResidentSince 17 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 8 September 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 October 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 13 April 1998 |
| Series 7 | General Securities Representative Examination | 2 April 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Philip Jonathan Sher
- CRD
- 1457079
- Firm
- The Sher Wealth Management Group · CRD 172369
- Role
- Managing Director
- Office
- 75 SECOND AVE., SUITE 605, Needham, MA 02494
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Philip Sher work?
Philip Sher has been Managing Director of The Sher Wealth Management Group, Inc. since January 1999, and is a control person of the firm.
Is Philip Sher a financial advisor?
Yes. Philip Sher has a current investment-adviser registration in Massachusetts and Texas, through The Sher Wealth Management Group since January 2015.
How many years of experience does Philip Sher have?
Philip Sher has 28 years in the financial industry, since October 1998, across 2 adviser firms.
What exams has Philip Sher passed?
Philip Sher has passed 4 licensing exams: the Series 7, Series 65, Series 63 and Series 24. The earliest, the Series 7, was passed in April 1998. FINRA credited Philip Sher with the SIE, which began in October 2018.
Where is Philip Sher based?
Philip Sher’s registered office is in Needham, MA.
Is Philip Sher registered with FINRA?
Yes. Philip Sher has a current broker registration, under CRD 1457079.
Source: FINRA BrokerCheck
How can I verify Philip Sher’s record?
Search CRD 1457079 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Philip Sher’s full registration record.