Shannon Spotswood is a control person of RFG Advisory and directly owns between 5% and 10% of it. Shannon Spotswood holds a Bachelor of Arts in Economics and Political Science from the University of Arizona.
RFG Advisory is an investment adviser based in Vestavia Hills, AL, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include investment companies, high-net-worth individuals and individual clients. Its regulatory assets under management total $7.97 billion, as filed on 21 September 2026. Its fees, ownership and offices are on the firm’s profile.
Shannon Spotswood is Chief Executive Officer of RFG Advisory. She oversees all aspects of RFG 2.0 and the implementation of strategic initiatives. She joined RFG Advisory in 2015. Before joining, she spent 20 years in San Francisco as an Investment Banker, Hedge Fund Portfolio Manager and Entrepreneur.
- CRD
- 5010326
- Firm
- RFG Advisory · CRD 158401
- Role
- Chief Executive Officer
- In role since
- September 2024 · 2 years
- Control person
- Yes
- Direct ownership
- 5% to 10%
- Firm headquarters
- Vestavia Hills, AL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rfgadvisory.com
Where does Shannon Spotswood work?
Shannon Spotswood has been Chief Executive Officer of RFG Advisory, LLC since September 2024, and is a control person of the firm.
How can I verify Shannon Spotswood’s record?
Shannon Spotswood’s role is listed on RFG Advisory, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 158401.
