Edward Swenson has been President of RFG Advisory since October 2025, is a control person of the firm and directly owns under 5% of it.
RFG Advisory, LLC is a Vestavia Hills, AL firm with $7.97B under management, 17,410 clients and 178 advisers across 72 offices, as of its September 2026 filing.
Ed Swenson is President of RFG Advisory. Previously he was Executive Vice President and President of RIA Solutions at Osaic, and before that Co-Founder and Chief Operating Officer of Dynasty Financial Partners, where he spent nearly 14 years. Earlier in his career, he served as a Portfolio Manager at Legg Mason and Vice President at Citigroup Global Markets.
No adviser firm registrations are on Edward Swenson’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 2000 |
| Series 7 | General Securities Representative Examination | 26 May 2000 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Edward Christy Swenson
- CRD
- 4084124
- Firm
- RFG Advisory · CRD 158401
- Role
- President
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- rfgadvisory.com
Where does Edward Swenson work?
Edward Swenson has been President of RFG Advisory, LLC since October 2025, and is a control person of the firm.
Does Edward Swenson have a current investment-adviser registration?
Edward Swenson has a current broker registration and no current investment-adviser registration.
What exams has Edward Swenson passed?
Edward Swenson has passed 3 licensing exams: the Series 7, Series 63 and Series 99TO. The earliest, the Series 7, was passed in May 2000. FINRA credited Edward Swenson with the SIE, which began in October 2018.
Is Edward Swenson registered with FINRA?
Yes. Edward Swenson has a current broker registration, under CRD 4084124.
Source: FINRA BrokerCheck
How can I verify Edward Swenson’s record?
Search CRD 4084124 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Edward Swenson’s full registration record.
