Shannon Grant has been an investment adviser representative at Roehl & Yi Investment Advisors since February 2025, and is not listed among the firm’s executive officers or direct owners. Shannon Grant holds a Bachelor of Arts in International Affairs from Lewis and Clark College.
Roehl & Yi Investment Advisors, LLC is an Eugene, OR firm with $959M under management, 500 clients and 10 advisers across 4 offices, as of its March 2026 filing.
Shannon Grant is with Roehl & Yi Investment Advisors, based in Eugene, Oregon. She joined the firm in March 2021 and works with plan sponsors on their retirement plan goals. Her qualified plan industry experience includes serving as Director of Investment Services for MetLife Resources and as head of defined benefit plan investment consulting at Advised Assets Group.
Shannon Grant’s longest registration was 10 years at Advised Assets Group, LLC (2006–2017). Before joining Roehl & Yi Investment Advisors in 2025, Shannon Grant was registered through Advised Assets Group, LLC and Wells Fargo Investments, LLC.
- – present · 5 yearsEugene, OR · Adviser representative · Firm CRD 109258
- Advised Assets Group, LLC– · 10 yearsGreenwood Village, CO · Adviser representative · Firm CRD 112058
- Wells Fargo Investments, LLC– · under a yearDenver, CO · Adviser representative · Firm CRD 10582
Professional designations
Listed by Roehl & Yi Investment Advisors
- Certified Retirement Plan Specialist (CRPS®)
Investment adviser representative registrations
Shannon Grant is registered as an investment adviser representative in Oregon, since February 2025.
- OregonSince 21 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 June 2021 |
| Series 24 | General Securities Principal Examination | 4 November 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 February 1987 |
| Series 7 | General Securities Representative Examination | 18 October 1980 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shannon Lee Grant
- CRD
- 717896
- Firm
- Roehl & Yi Investment Advisors · CRD 109258
- Office
- 450 COUNTRY CLUB ROAD, SUITE 200, Eugene, OR 97401
- Registration
- Investment adviser registration
- In the industry since
- September 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- roehl-yi.com
Where does Shannon Grant work?
Shannon Grant is an investment adviser representative registered through Roehl & Yi Investment Advisors, LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Shannon Grant a financial advisor?
Yes. Shannon Grant has a current investment-adviser registration in Oregon, through Roehl & Yi Investment Advisors since February 2025.
How many years of experience does Shannon Grant have?
Shannon Grant has 16 years in the financial industry, since September 2010, across 3 adviser firms.
What exams has Shannon Grant passed?
Shannon Grant has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in October 1980.
Where did Shannon Grant work before Roehl & Yi Investment Advisors?
Before Roehl & Yi Investment Advisors, Shannon Grant was registered through Advised Assets Group, LLC, November 2006 to May 2017; Wells Fargo Investments, LLC, December 2002 to May 2003.
Where is Shannon Grant based?
Shannon Grant’s registered office is in Eugene, OR.
Is Shannon Grant registered with FINRA?
No. Shannon Grant has no current broker registration.
How can I verify Shannon Grant’s record?
Search CRD 717896 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shannon Grant’s full registration record.
